Notes

I’ve yet to see any problem, however complicated, which when you looked at it the right way didn’t become still more complicated.

Poul Anderson, “Call Me Joe”
This book is written for a non-technical reader. In the text, temperatures are in Fahrenheit not centigrade, measures are American-style not metric, number names are American-style not European (a billion is a thousand million; a trillion is a million million), and complexities are often glossed. But I figure if you look in the back of the book you want the real thing. So here, measures, naming, and citations follow scientific convention. Here you get the full monty.

Prelude


[Lincoln quote]
Annual Message to Congress, December 1st, 1862.
[income, education, location, or occupation segregation]
These cases will be gone into in more detail in Chapter 5 so that’s where all of the references to the relevant research are. For the moment, see “Racial Residential Segregation in Urban America,” R. M. Adelman, J. Clarke Gocker, Sociology Compass, 1(1):404-423, 2007. “Accounting for Intergenerational Persistence,” J. Blanden, P. Gregg, L. Macmillan, Economic Journal, 117(519):C43-C60, 2007. “Intergenerational Mobility in Australia,” A. Leigh, The B.E. Journal of Economic Analysis & Policy, 7(2):article 6, 2007.
[‘group physics’ = complex systems]
At under 30 years old, complex systems theory is still very young. It goes by many names (for example: complex adaptive systems, complexity theory, complex network science, self-organizing systems, non-linear dynamical systems theory). It studies how relationships between parts of a system give rise to the system’s self-organizing behaviors. It is interdisciplinary, with applications in physics, chemistry, biology, medicine, computer science, and mathematics, as well as more specialized fields like entomology, climatology, geology, neuroscience, molecular biology, immunology, control theory, artificial intelligence, and artificial life, plus economics and various other fields.

Although it’s in many senses brand new, its roots are also very old, going back at least as far as Aristotle, 2,400 years ago. (For some historical development of it in philosophy and biology, see Emergent Evolution: Qualitative Novelty and the Levels of Reality, David Blitz, Kluwer Academic Publishers, 1992.) It’s growing now because our computers have finally grown strong enough for us to use them to see macroscale patterns that were too big for us to see before. It’s also growing now because we finally know enough to realize that understanding how the parts of a complex network interact is just as important as understanding the parts themselves. And it’s growing now that we realize that an entomologist studying termites may have something to say to a molecular biologist studying mitochondria, who may have something to say to a climatologist studying tornadoes, who may have something to say to a sociologist studying city planning. Emergence: From Chaos to Order, John Holland, Perseus Books Group, 1999. Hidden Order: How Adaptation Builds Complexity, John Holland, Addison-Wesley, 1996.

It’s still a magpie of a science. It steals ideas from condensed matter physics, biochemistry, molecular biology, embryology, entomology, ecology, evolutionary theory, neuroscience, mathematics, and economics. It feathers its nest with that hodge-podge of ideas, trying to find what’s common among them. It’s hoping to answer just one central question: how does order arise out of chaos? It assumes that there’s similarity of origin regardless of whether that order is in cities or crayfish or economies or railway companies. It’s still flailing around in the dark, but the vague outlines of a coherent theory may not be far off. And that theory, if proven true, may one day imply testable things about our future. However, today even the very definition of the word ‘complex’ is unresolved. We don’t yet have a widely accepted way to measure the ‘complexity’ of a system. So we still don’t have a uniform definition of a ‘complex system.’ So it’s still far from a real science. Hierarchical Structures and Scaling in Physics, Remo Badii and Antonio Politi, Cambridge University Press, 1997. “Quantifying Self-Organization with Optimal Predictors,” C. R. Shalizi, K. L. Shalizi, R. Haslinger, Physical Review Letters, 93(11):118701, 2004.

Our knowledge is now growing so fast that every new field goes through the same cycle. First a few explorers find something of interest. Then there’s a feeding frenzy as many prospectors join the gold rush. After a while, interest wanes as the same prospectors see that the pot of gold is still distant. That speed-up is a side-effect of our growing knowledge base, but the cycle itself is very old. It doesn’t much matter whether it’s in mining or science, finance or the stock market. We all behave exactly the same way, everywhere and everywhen. In the last century that cycle has played out in systems theory, cybernetics, information theory, game theory, catastrophe theory, fractal geometry, and chaos theory. It’s now playing out in complex systems. Each wave washes up some new and pretty shell on the shoreline of our knowledge, but it’s hard to build those shells into a coherent picture. Too much is still missing.

Introduction


[Churchill quote]
Address to the House of Commons, October 28th, 1943.
[farming is rare]
Only three animal groups besides our own farm: termites, ants, and beetles. “Major Evolutionary Transitions In Ant Agriculture,” T. R. Schultz, S. G. Brady, Proceedings of the National Academy of Sciences, 105(14):5435-5440, 2008.
[cooperative animals]
Termites aren’t the only cooperators. All ants, some bees, a few wasps, one kind of shrimp, a one kind of thrip, naked mole-rats, and a few others, also work together.
[Darwin on the cooperator insects]
Darwin was speaking of the cooperator insects in general (bees, ants, wasps, termites), not just termites alone. “But I must confess, that, with all my faith in natural selection, I should never have anticipated that this principle could have been efficient in so high a degree, had not the case of these neuter insects led me to this conclusion. I have, therefore, discussed this case, at some little but wholly insufficient length, in order to show the power of natural selection, and likewise because this is by far the most serious special difficulty which my theory has encountered.” On the Origin of Species by Means of Natural Selection or the Preservation of Favoured Races in the Struggle for Life, Charles Darwin, 1859, Hayes Barton Press, Reprint Edition, 2007, page 238.
[termite characteristics]
Much data on each specific species is still unknown so the text blends a few characteristics of various species of the genus Macrotermes to make a composite picture. These are specifically all fungus-farming termites with large nests. (However, all 2,500+ termite species are eusocial.) In Macrotermes subhyalinus, for example, the queen’s body becomes so swollen with eggs that she can’t move. When fully engorged, she may be 14 centimeters (5.5 inches) long, 3.5 centimeters (1.4 inches) wide, and able to produce up to 30,000 eggs per day.
[division of labor in cooperator insects]
“Regulation of Division of Labor in Insect Societies,” G. E. Robinson, Annual Review of Entomology, 37:637-665, 1992. The Wisdom of the Hive: the Social Physiology of Honey Bee Colonies, Thomas D. Seeley, Harvard University Press, 1996. The Ants, Bert Hölldobler and Edward O. Wilson, Harvard University Press, 1990.
[termites are cockroaches]
“Death of an order: a comprehensive molecular phylogenetic study confirms that termites are eusocial cockroaches,” D. Inward, G. Beccaloni, P. Eggleton, Biology Letters, 3(3):331-335, 2007. “A comprehensive phylogenetic analysis of termites (Isoptera) illuminates key aspects of their evolutionary biology,” D. J. G. Inward, A. P. Vogler, P. Eggleton, Molecular Phylogenetics and Evolution, 44(3):953-967, 2007.
[termite evolution]
Termites present special problems to geneticists because the standard explanation for insect eusociality is in terms of kin selection, which can work in some haplodiploid species like ants, bees, and wasps, but not in fully diploid species like termites (also thrips, naked mole-rats, snapping shrimp, and others). In honeybees, for example, females have genes that, on average, are 75 percent the same. Eusociality then makes a lot of sense because if one bee dies to save 2 or more kin, it’s a net plus to her genes. That’s not the case for roaches, and thus termites. “One Giant Leap: How Insects Achieved Altruism and Colonial Life,” E. O. Wilson, BioScience, 58(1):17, 2008. “The emergence of a superorganism through intergroup competition,” H. K. Reeve, A. Hölldobler, Proceedings of the National Academy of Sciences, 104(23):9736-9740, 2007. “Evolution of eusociality and the soldier caste in termites: a validation of the intrinsic benefit hypothesis,” E. A. Roux, J. Korb, Journal of Evolutionary Biology, 17:869-875, 2004. “Influence of environmental conditions on the expression of the sexual dispersal phenotype in a lower termite: implications for the evolution of workers in termites,” J. Korb, S. Katrantzis, Evolution and Development, 6(5):342-352, 2004. “The origin of a ’true’ worker caste in termites: mapping the real world on the phylogenetic tree,” P. Grandcolas, C. D’Haese, Journal of Evolutionary Biology, 17(2):461-463, 2004. “On the origin of termite workers: weighing up the phylogenetic evidence,” G. J. Thompson, O. Kitade, N. Lo, et al., Journal of Evolutionary Biology, 17(3):720, 2004. “Evolution of eusociality and the soldier caste in termites: Influence of intraspecific competition and accelerated inheritance,” B. L. Thorne, N. L. Breisch, M. L. Muscedere, Proceedings of the National Academy of Sciences, 100(22):12808-12813, 2003. “Within-colony relatedness in a termite species: Genetic roads to eusociality?” C. Husseneder, R. Brandl, C. Epplen, J. T. Epplen, M. Kaib, Behaviour, 136(9):1045-1063, 1999. “Evolution of Eusociality in Termites,” B. L. Thorne, Annual Review of Ecology and Systematics, 28:27-54, 1997. “The Evolution of Eusociality in Termites: A Haplodiploid Analogy?” R. C. Lacy, The American Naturalist, 116(3):449-451, 1980.
[Columbus]
The Conquest of Paradise: Christopher Columbus and the Columbian Legacy, Kirkpatrick Sale, Plume, 1991. Admiral of the Ocean Sea: a Life of Christopher Columbus, Samuel Eliot Morison, Little, Brown and Company, 1942. Christopher Columbus, Mildred Stapley, Macmillan, 1915. The history of Puerto Rico, from the Spanish discovery to the American occupation, R. A. Van Middeldyk, edited by Martin G. Brumbaugh, D. Appleton and company, 1903.
[explanation in history]
The issue of what constitutes an adequate historical explanation in different circumstances is deeper than it might appear. “Explanation in Everyday Life, in Science, and in History,” J. Passmore, History and Theory, 2(2):105-123, 1962.
[use of cooperator insects as human models]
For example: Six Legs Better: A Cultural History of Myrmecology, Charlotte Sleigh, John Hopkins University Press, 2007.

Part I: Physical Swarm



Covenant - Chapter 1, Food


[Brecht quote]
“What Keeps Mankind Alive?” The Threepenny Opera. Act II, Scene VI.

Autocatalytic Runaway

[hunter-gatherer lives were decent]
That is, if today’s hunter-gatherers, like the Khoisan in southern Africa, are anything to judge by. The Foraging Spectrum: Diversity in Hunter-Gatherer Lifeways, Robert L. Kelly, Smithsonian Institution Press, 1995. At a conference in 1966, one eminent anthropologist called hunter-gatherers “the original affluent society” because they (probably) had so much free time. “Notes on the Original Affluent Society,” M. Sahlins, Man the Hunter: The First Intensive Survey of a Single, Crucial Stage of Human Development - Man’s Once Universal Hunting Way of Life, Richard B. Lee and Irven Devore, Aldine Publishing Company, 1968, pages 85-89. Stone Age Economics, Marshall Sahlins, Aldine Transaction, 1972. The !Kung San: Men, Women and Work in a Foraging Society, Richard Borshay Lee, Cambridge University Press, 1979. But see also more recent analyses: “The darker side of the ‘original affluent society,’ ” D. Kaplan, Journal of Anthropological Research, 56(33):301-324, 2000. “After the ‘Affluent Society’: Cost of Living in the Papua New Guinea Highlands According to Time and Energy Expenditure-Income,” P. Sillitoe, Journal of Biosocial Science, 34(4):433-461, 2002.
[...dogs to help with the hunt]
That’s just a guess, but not an insane one. Dogs are our oldest tamed species. They descended from gray wolves somewhere between 43,000 and 135,000 years ago. However, for all that time they would have been physically indistinguishable from gray wolves. Their breeding into the physical types that we know today as domestic dogs began happening only around 15,000 years ago. “The canine genome,” E. A. Ostrander, R. K. Wayne, Genome Research, 15(12):1706-1716, 2005. “Genome sequence, comparative analysis and haplotype structure of the domestic dog,” K. Lindblad-Toh, C. M. Wade, T. S. Mikkelsen, E. K. Karlsson, D. B. Jaffe, M. Kamal, M. Clamp, J. L. Chang, E. J. Kulbokas, III, M. C. Zody, E. Mauceli, X. Xie, M. Breen, R. K. Wayne, E. A. Ostrander, C. P. Ponting, F. Galibert, D. R. Smith, P. J. deJong, E. Kirkness, P. Alvarez, T. Biagi, W. Brockman, J. Butler, C.-W. Chin, A. Cook, J. Cuff, M. J. Daly, D. DeCaprio, S. Gnerre, M. Grabherr, M. Kellis, M. Kleber, C. Bardeleben, L. Goodstadt, A. Heger, C. Hitte, L. Kim, K.-P. Koepfli, H. G. Parker, J. P. Pollinger, S. M. J. Searle, N. B. Sutter, R. Thomas, C. Webbe, E. S. Lander, Nature, 438(7069):803-819, 2005. “Genetic Evidence for an East Asian Origin of Domestic Dogs,” P. Savolainen, Y. P. Zhang, J. Luo, J. Lundeberg, T. Leitner, Science 298(5598):1610-1613, 2002.
[tattoos]
Tattoos in the Neolithic are a guess. However, a tattooed man existed in the Ötztal Alps 5,300 years ago. There seems to be no reason we couldn’t have tattooed, or at least scarred, ourselves 11,000 years ago, or even 50,000 years ago, or more. The Man in the Ice: The Discovery of a 5,000-year-old Body Reveals the Secrets of the Stone Age, Konrad Spindler, translated by Ewald Osers, Harmony Books, 1994. “Origin and Migration of the Alpine Iceman,” W. Müller, H. Fricke, A. N. Halliday, M. T. McCulloch, J.-A. Wartho, Science, 302(5646):862-866, 2003. (Incidentally, this particular find has ramified into a murder mystery with new, and so far unpublished, DNA and forensic analysis of the body and its artifacts by Thomas Loy of the University of Queensland.) For the same sort of forensics, see: “Kwäday Dän Ts’ìnchí, the first ancient body of a man from a North American glacier: reconstructing his last days by intestinal and biomolecular analyses,” J. H. Dickson, M. P. Richards, R. J. Hebda, P. J. Mudie, O. Beattie, S. Ramsay, N. J. Turner, B. J. Leighton, J. M. Webster, N. R. Hobischak, G. S. Anderson, P. M. Troffe, R. J. Wigen, The Holocene, 14(4):481-486, 2004.
[earliest ornaments]
Our earliest probable ornaments may go back at least 75,000 years to a cave high in a limestone cliff overlooking the Indian Ocean in South Africa. In the Blombos cave someone collected at least 48 pea-sized mollusk shells and bored holes in them, perhaps to make necklaces. “Middle Stone Age Shell Beads from South Africa,” C. Henshilwood, F. d’Errico, M. Vanhaeren, K. van Niekerk, Z. Jacobs, Science, 304(5669):404-404, 2004. Our oldest known ornaments are perforated teeth or eggshell beads from Bulgaria, Czechoslovakia, Turkey, and Lebanon, dated between 41,000 and 43,000-years-old, and 40,000-year-old ostrich-shell beads from Kenya. Beads found in Tanzania also appear to be very old, but are so far undated. “Ornaments of the earliest Upper Paleolithic: New insights from the Levant,” S. L. Kuhn, M. C. Stiner, D. S. Reese, and E. Güleç, Proceedings of the National Academy of Sciences, 98(13):7641-7646, 2001. “Chronology of the Later Stone Age and Food Production in East Africa,” S. H. Ambrose, Journal of Archaeological Science, 25(4):377-392, 1998. Bead-making may go back at least 100,000 years: “Middle Paleolithic Shell Beads in Israel and Algeria,” M. Vanhaereny, F. d’Errico, C. Stringer, S. L. James, J. A. Todd, H. K. Mienis, Science, 312(5781):1785-1788, 2006.
[disease killed all the goats]
That’s just a guess, however perhaps not an entirely silly one. Hard archaeological evidence places goat domestication first at Ganj Dareh, in the Zagros mountains of modern Iran, a millennium into the future from 11,600 years ago. “The Initial Domestication of Goats (Capra hircus) in the Zagros Mountains 10,000 years ago.” M. A. Zeder, B. Hesse, Science, 287(5461):2254-2257, 2000. “Age, Sex, and Old Goats,” C. W. Marean, Science, 287(5461):2174-2175, 2000. However, it’s not impossible that some were domesticated much earlier. Mitochrondrial evidence suggests that domestication events for goats were complex and geographically spread out. It seems likely that goats traveled great distances, presumbly by being herded, yet still intermixed with local populations. “Multiple Maternal Origins and Weak Phylogeographic Structure in Domestic Goats,” G. Luikart, L. Gielly, L. Excoffier, J.-D. Vigne, J. Bouvet, P. Taberlet, Proceedings of the National Academy of Science, 98(10):5927-5932, 2001. “Livestock genetic origins: Goats buck the trend,” D. E. MacHugh, D. G. Bradley, Proceedings of the National Academy of Science, 98(10):5382-5384, 2001.
[don’t know what triggered our first settlements]
We still don’t know why our first bands decided to settle. Likely it was a complex process. Perhaps as the ice retreated the drying climate forced us to stay near rivers. Or perhaps the reverse happened—the melting ice raised sea level by 90 meters (about 300 feet), which would have drowned our lowlying camps and forced our tribes into the hills. Or maybe there was especially good wood or stone or game, and an excellent cave, thereabouts. Or perhaps the geography was especially good in relation to the roaming ranges of other nomad tribes. Or maybe a plague forced some of us to stop roaming. Or perhaps a severe drought drove most game away. It’s even possible that our slowly rising population led to overhunting until things got so bad that we started eating grass all the time. It’s tantalizing, for example, that by 11,000 years ago we’d already colonized most of the world that we could reach. Maybe our population had by then maximized, given the technology of the time, and food competition was thus growing. We don’t know. Perhaps, though, it was because the mutant grass seeds were so easy to harvest, and (at least in the Levant) so densely concentrated. Last Hunters, First Farmers: New Perspectives on the Prehistoric Transition to Agriculture, T. Douglas Price and Anne Birgitte Gebauer (editors), School of American Research, 1995. The Origins and Spread of Agriculture and Pastoralism in Eurasia, David R. Harris (editor), Smithsonian Books, 1996. First Farmers—The Origins of Agricultural Societies, Peter Bellwood, Blackwell Publishing, 2005. Here’s a recent overview paper on all known archaeological, anthropological, and even economic theories of sedentism: “From Foraging To Farming: Explaining The Neolithic Revolution,” J. L. Weisdorf, Journal of Economic Surveys, 19(4):561-586, 2005.

[timing of early farming]
Debate continues about the exact timing and length of various stages of our neolithic revolution. Currently, the most divisive period is the Pre-Pottery Neolithic A (PPNA), a period of about a millennium where it’s not clear whether we continued our previous hunter-gatherer habits except with more reliance on wild grasses, or whether we settled down but only harvested wild grass varieties. Some recent papers propose a theory of, at least, Near East obligate farming as a result of a mixing of trade routes and early settlement, with subsequent spreading of both in a viable ‘neolithic package’ of technologies and arrangements. See: Origins and Spread of Agriculture in SW Asia and Europe: Archaeobotanical Investigations of Neolithic Plant Economies, W. S. Colledge, J. Conolly, and S. J. Shennnan (editors), University College London Press, 2005. It seems clear, though, that certainly by 10,400 years ago we had settled down in at least a few mountain villages in modern Iran, Iraq, Syria, and Turkey, and had begun actively cultivating cereals.
[Shanidar Cave]
The Proto-Neolithic Cemetery in Shanidar Cave, Ralph S. Solecki, Rose L. Solecki, and Anagnostis P. Agelarakis, Texas A&M University Press, 2004.
[wheat mutants]
Our earliest known settlements were in the Fertile Crescent, a zone of grassland and woodland beginning at the eastern end of the Mediterranean and arching north and east to the Zagros Mountains in modern Iran. Sites primarily cluster in the Zagros, Taurus, and Pontic Mountains of Iraq, Iran, and Turkey, and the Levant, on the eastern coast of the Mediterranean (primarily Israel and Jordan). From DNA analysis, einkorn wheat probably originated near the Karacadâg mountains in modern Turkey. The seven primary domesticates of the Fertile Crescent were: barley, emmer wheat, einkorn wheat, and sheep, goats, cattle, and pigs. Of the 56 known species of large-seeded grasses, 32 grow wild in the Mediterranean region. Forces of Change: An Unorthodox View of History, Henry Hobhouse, Arcade, 1989. Seed To Civilization: The Story of Food, Charles B. Heiser, Harvard University Press, New Edition, 1990. The Emergence of Agriculture, Bruce D. Smith, Scientific American Library, 1995. “Site of Einkorn Wheat Domestication Identified by DNA Fingerprinting,” M. Heun, R. Schäfer-Pregl, D. Klawan, R. Castagna, M. Accerbi, B. Borghi, F. Salamini, Science, 278(5341):1312-1314, 1997. “AFLP Analysis of a Collection of Tetraploid Wheats Indicates the Origin of Emmer and Hard Wheat Domestication in Southeast Turkey,” H. Özkan, A. Brandolini, R. Schâfer-Pregl, F. Salamini, Molecular Biology and Evolution, 19(10):1797-1801, 2002.
[squash in the Americas]
Until recently archaeologists thought that Mesoamerica lagged behind Eurasia in its neolithic transition by about 5,000 years. That’s no longer so certain. It now appears that squash was domesticated in what is today southern Mexico around 7,920 (calibrated) years ago. Corn came much later, then beans. It’s possible that Mesoamerican populations domesticated plants long before settling, unlike Eurasian populations. “The Initial Domestication of Cucurbita pepo in the Americas 10,000 Years Ago,” B. D. Smith, Science, 276(5314):932-934, 1997. “Documenting Plant Domestication: The Consilience of Biological and Archaeological Approaches,” B. D. Smith, Proceedings of the National Academy of Science, 98(4):1324-1326, 2001. “Reassessing Coxcatlan Cave and the early history of domesticated plants in Mesoamerica,” B. D. Smith, Proceedings of the National Academy of Science, 102(27):9438-9445, 2005.
[domesticating maize]
Corn cultivation goes back at least 5,600 years ago. It has been found in burial mounds in Ohio, tombs in Peru, and in the Southwest. Its earliest known appearance is as tiny cobs in the Bat Cave in Tehuacan, New Mexico. Prehistory of the Americas, Stuart J. Fiedel, Cambridge University Press, Second Edition, 1992, page 175.

Today, Columbus’ original log is lost, but in 1514 Bartolome de Las Casas summarized it on his first visit to Cuba. On Tuesday, 6th November, 1492, Rodrigo de Jerez and Luis de Torres returned from an exploration in Cuba noting that, “The land is very fertile and is cultivated with yams and several kinds of beans different from ours, as well as corn.” From “Journal of the First Voyage of Columbus,” The Northmen, Columbus, and Cabot, 985-1503, Original Narratives of Early American History, Julius E. Olson and Edward Gaylord Bourne (editors), Charles Scribner’s Sons, 1906, page 142. For Europeans in North America, maize came to be called ‘Indian corn,’ then simply ‘corn.’ In 1539, Garcilaso de la Vega, part of Hernan de Soto’s expedition in northern Florida and the Carolinas, wrote that, “[We] marched on through some great fields of corn, beans, and squash and other vegetables which had been sown on both sides of the road and were spread out as far as the eye could see across two leagues of plain.” The Florida of the Inca, John and Jeannette Varner (translators and editors), University of Texas Press, 1988.

[watermelon and cow ancestors]
“Diversity and origin of cultivated and citron type watermelon (Citrullus lanatus),” F. Dane, J. Liu, Genetic Resources and Crop Evolution, 54(6):1255-1265(11), 2007. Retracing the Aurochs: History, Morphology and Ecology of an Extinct Wild Ox, Cis van Vuure, Pensoft Publishers, 2005.
[domesticating animals]
Besides domesticating plants, we also domesticated our fellow animals. From genetic and paleontological evidence it seems that we domesticated them in the following order: dogs perhaps 15,000 years ago, sheep and goats 10,000 years ago, cats, pigs, and cows 8,000 years ago, horses, donkeys, llamas, and alpacas 6,000 years ago, camels 5,000 years ago, and rabbits, chickens, and turkeys between 3,000 and 1,000 years ago. The Archaeology of Animals, Simon J. M. Davis, Yale University Press, 1987. (Note: That book came out before modern mitochrondrial dating and several of its dates are wrong, but I don’t know of any comprehensive successor text as yet.) Today all those species can still reproduce on their own, but none of them would exist in the numbers they do without our intervention. Our planet now supports ten thousand million chickens, 1,500 million cows, over a thousand million sheep, 700 million goats, and over 500 million pigs. All those populations are perhaps a thousand times as large as they would be without us. (Of course, they exist in such numbers at the expense of other species.) Today we control their reproduction with selective breeding, hormones, and spaying, and one day, to make them even more suitable as food or pets, we may genetically remove their reproductive ability entirely, just as we in some sense have already done with maize and wheat and seedless grapes.
[...we got about on foot]
We didn’t tame horses until about 6,000 years ago. Our picture is still very blurry because horses haven’t speciated. There’s very little difference between a wild horse, a tamed horse, and a feral horse. However an outer limit for taming of around 6,000 years ago seems safe. Likely, it happened even more recently, but no later than around 4,000 years ago. The Horse, the Wheel, and Language: How Bronze Age Riders from the Eurasian Steppes Shaped the Modern World, David W. Anthony, Princeton University Press, 2007. Prehistoric Steppe Adaptation and the Horse, Marsha Levine, Colin Renfrew, and Katie Boyle (editors), McDonald Institute, 2003, pages 69-82.
[rise of slavery]
For an simple economic model of possible incentives for slavery, see “The Roads To and From Serfdom,” N.-P. Lagerlöf, Economics Working Paper, Concordia University, 2002. These days it’s popular to believe that when we were foragers we were meek because we didn’t have large wars. Not so. Troubled Times: Violence and Warfare in the Past, Debra L. Martin and David W. Freyer (editors), Routledge, 1998. “Anthropology, Archaeology, and the Origin of Warfare,” I. J. N. Thorpe, World Archaeology, 35(1):145-165, 2003.
[female fertility]
This anlysis assumes that our early hunter-gatherer lives were similar to modern hunter-gatherers. The Foraging Spectrum: Diversity in Hunter-Gatherer Lifeways, Robert L. Kelly, Smithsonian Institution Press, 1995. The biology itself is now beginning to be fairly well understood, though. “Human Ovarian Function and Reproductive Ecology: New Hypotheses,” P. Ellison, American Anthropologist, 92(4):933-52, 1990. From Foraging to Agriculture: The Levant and the End of the Ice Age, Donald Henry, University of Pennsylvania Press, 1989. Nisa: The Life and Words of !Kung Woman, Marjorie Shostak, Vintage Books, 1981.
[population expansion]
Settling down also reduces our numbers a bit since crowding, living with livestock, and waste management problems increase disease. Further, more farming time means less foraging time, so farming can narrow our food choices—thus lowering food quality—even as it widens food volume. Shifting our diet from high-protein to high-carbohydrate also increases dental cavities and tooth wear, thus shortening life. Finally, the increased labor of farming stresses our body more, leading to ailments rare for foragers, like arthritis. On balance, though, settlement favors increased population.

Changing Phase

[urban majority in 2007]
World Urbanization Prospects: The 2005 Revision, United Nations Department of Economic and Social Affairs, Population Division, 2006.
[naked apes]
The backhanded reference is to The Naked Ape: A Zoologist’s Study of the Human Animal, Desmond Morris, Jonathan Cape, 1967.
[...not naked apes...]
Woven clothing in the neolithic is a guess. However, that they had woven clothing (as opposed to the typical image we carry of paleolithic hunters dressed only in hides) is not unlikely since their remote ancestors had cordage and nets, and thus some kind of weaving. The Pavlovian variant of the Gravettian people—who lived scattered over a region stretching from Spain to southern Russia about 29,000 to 22,000 years ago—apparently at least had nets. “Ice Age Communities May Be Earliest Known Net Hunters,” H. Pringle, Science, 277(5330):1203-1204, 1997. Actual twisted fibers dating to about 18,000 years ago have been found in caves in France. The earliest known evidence of woven fabrics might be Venus figurines carved about 26,000 years ago. Some of them have incised representations of what may be skimpy string skirts, presumably for some symbolic purpose. So twining and plaiting may go back 26 millennia. There’s argument about this particular extrapolation. Prehistoric Textiles: The Development of Cloth in the Neolithic and Bronze Ages with special reference to the Aegean, E. J. W. Barber, Princeton University Press, 1991. “Upper Palaeolithic fibre technology: interlaced woven finds from Pavlov I, Czech Republic, c. 26,000 years ago,” J. M. Adovasio, O. Soffer, B. Klíma, Antiquity, 70(269):526-34, 1996. “Perishable Technologies and Invisible People: Nets, Baskets, and ‘Venus’ Wear ca. 26,000 B.P.,” O. Soffer, J. M. Adovasio, D. C. Hyland, Enduring Records: The Environmental and Cultural Heritage of Wetlands, Barbara Purdy (editor), pages 233-245, Oxbow Books, 2001. “Archaeological Textiles: A Review of Current Research,” I. Good, Annual Review of Anthropology, 30:209-226, 2001.

When we think of hunter-gatherers today, we often imagine a few cold and small tribes. They’re dressed in roughcut hides and they’re wandering lost through desolate, virgin, landscapes. That’s the picture that even serious movies and books typically give us. But that picture may be completely wrong. We had a lot of time on our hands back then and we weren’t stupid. So perhaps we were actually wearing well-tailored clothes with lots of ornaments and tattoos and bodypaint—literally dressed to kill. All that would’ve vanished over the millennia. We may also have carved totems of our passing into every rock face, hillside, riverbank, and tree that we camped nearby, like dogs marking our territory. Over the millennia, such unsheltered signs would’ve weathered away, leaving only the few remains of cave art today. Adorning ourselves or adorning our territory, both may have helped us keep the peace.

[Abu Hureyra lifestyle changes]
Abu Hureyra was inhabited in two stages: first during the warm interstadial about 14,000 years ago, and again during the time period I write about in the text. For brevity, I’ve collapsed the two occupation periods into one. Emmer wheat domestication at Abu Hureyra began around 10,400 years (calibrated) before the present, but the village was already inhabited by around 11,500 years (calibrated) ago. So they spent about a millennium simply gathering, not planting. “The plant food economy of Abu Hureyra 1 and 2: Abu Hureyra 1: the Epipaleolithic,” G. C. Hillman, in Village on the Euphrates: from foraging to farming at Abu Hureyra, A. M. T. Moore, G. C. Hillman, and A. J. Legge (editors), Oxford University Press, 2000, pages 327-398.
[...hand-thrown pots]
The potter’s wheel was still 2,500 years into the future.
[...hours each day to grind]
Just as it still does today for the Kababish, one surviving nomadic desert tribe in the Sudan. A Desert Dies, Michael Asher, Viking, 1986. “The Eloquent Bones of Abu Hureyra,” T. Molleson, Scientific American, 271(2):70-75, 1994.
[...weaving became a female specialty]
We can deduce that because their skeletons are clustered, and separated from others. Further, their front teeth are grooved, like today’s Paiute basket-weavers, who use their mouths as a third hand when weaving. The grooves come from the continual rubbing of the strands against the teeth. “Dietary change and the effects of food preparation on microwear patterns in the Late Neolithic of Abu Hureyra, northern Syria,” T. Molleson, K. Jones, S. Jones, Journal of Human Evolution, 24(6):455-468, 1993. Today the Paiute live on reservations in Nevada, Arizona, California, Utah, and Oregon, and a few still practice basket-weaving and other traditional skills. A few other native tribes also continue or have restarted basket-weaving, notably the Jicarilla and San Carlos Apaches, the Hualapais, the Hopis, and the Papagos.
[early weaving]
The earliest known direct evidence for weaving (impressions on fired clay of two different kinds of weaves) is from Jarmo, in northeastern Iraq, around 9,000 years ago. “The Textile and Basketry Impressions from Jarmo,” J. M. Adovasio, Paleorient, 3:223-230, 1975-77.
[pottery from weaving?]
This is pure speculation, but it’s not impossible that pottery arose from weaving if we first used baskets to keep food, then one day coated a basket of food with mud to heat it in the fire. If we eventually coated the inside of the basket instead of its outside, the basket itself would burn away, leaving a pot. It’s even possible that we later painted pots with stylized patterns simply because our earliest pots, if made as above, would have come out of the fire with basket impressions. Of course, with no hard evidence this is complete guesswork, and by an amateur, too. The point, though, is that just because we today think of an artifact a certain way doesn’t mean that that’s how we thought of it millennia ago when we were first inventing it or its precursors.
[farmers shorter than rovers]
Farming boosted our numbers enormously, but otherwise it was a terrible calamity for our health. A comprehensive study of late paleolithic, mesolithic, and neolithic skeletons in Greece and Turkey found that we lost about 100 to 150 centimeters (about 4 to 6 inches) in height for at least about 5,000 years. More recent studies for northern European settlement show similar patterns. Only today is our species recovering the heights we grew to in the paleolithic: around 1.75 meters (five feet nine inches) for males and around 1.65 meters (five feet five inches) for females. “Health as a Crucial Factor in the Changes from Hunting to Developed Farming in the Eastern Mediterranean,” L. J. Angel, in Paleopathology at the Origins of Agriculture, Mark N. Cohen and George J. Armelagos (editors), Academic Press, 1984, pages 51-73. “Stature of early Europeans,” M. Hermanussen, Hormones, 2(3):175-178, 2003.
[“sweat of thy face”]
“In the sweat of thy face shalt thou eat bread, till thou return unto the ground; for out of it wast thou taken: for dust thou art, and unto dust shalt thou return.” The Bible, The King James Version, Genesis 3:19.
[acreage for 25 rovers supports 1,000 farmers]
I’ve chosen a (conservative) 40-fold density increase. The actual figure is unknown since it depends on the efficiency of their farming technology. Estimates are anything between 50 and 100 times as many farmers as rovers. Archaeology and Language: The Puzzle of Indo-European Origins, Colin Renfrew, Penguin, 1989, page 125. A Concise History of World Population, Massimo Livi-Bacci, translated by Carl Ipsen, Third Revision, Blackwell, 1997, page 27.
[Amorites in Sumeria]
Contrary to popular myth, thinking of nomads as ‘savages’ didn’t first appear in sixteenth century Europe. It’s far older. Here are the Sumerians writing about one nomad tribe (or confederation of tribes), the Martu (today called the Amorites), over 4,000 years ago: “The Martu who know no grain.... The Martu who know no house nor town, the boors of the mountains.... The Martu who digs up truffles... who does not bend his knees [to cultivate the land (?)], who eats raw meat, who has no house during his lifetime, who is not buried after death...” Sumerian Epics and Myths, Edward Chiera, University of Chicago Press, 1934, Numbers 58 and 112. Daily Life in Ancient Mesopotamia, Karen Rhea Nemeth-Nejat, Greenwood Press, 1998, pages 113-116. Who Were the Babylonians? Bill T. Arnold, Society of Biblical Literature, 2004, pages 36-37. Incidentally, the bible refers to the (by then settled) Amorites living in Canaan as being tall. “Yet destroyed I the Amorite before them, whose height was like the height of the cedars, and he was strong as the oaks; yet I destroyed his fruit from above, and his roots from beneath.” The Bible, The King James Version, Amos 2:9. See also Deuteronomy 3:11.
[Hyksos in Egypt]
The Rise and Fall of the Middle Kingdom in Thebes, Herbert E. Winlock, Macmillan, 1947. The Oxford History of Ancient Egypt, Ian Shaw (editor), Oxford University Press, 2000.
[...rovers were swallowed]
That’s assuming, of course, that the rovers didn’t simply kill everyone there. That’s rare (at least, in recorded history), but it did happen. For example, In the 1200s the Mongols (who were horse-riding nomads) started to ride under Genghis Khan. (Note: ‘Genghis Khan’ is more properly transliterated as ‘Chinggis Khan’). They terrorized and razed to the ground many villages, towns, and cities, killing everyone there. Then they discovering the idea of taxation. Every then, they still did it occasionally to keep the terror level up and the taxes rolling in. For example, they sacked Baghdad in 1258, taking all the women and children and killing every adult male Muslim there—perhaps 800,000 to 1 million men. Genghis Khan, R. P. Lister, Dorset, 1969. Storm from the East: From Genghis Khan to Khubilai Khan, Robert Marshall, University of California Press, 1993. Basically, it was one giant protection racket. Probably not our first. And definitely not our last.
[noble savage]
The term ‘noble savage’ first appeared in English in 1670. “I am as free as Nature first made man, / Ere the base laws of servitude began, / When wild in woods the noble savage ran.” The Conquest of Granada, John Dryden.
[populatiosn can rise without farming]
Any tool that ramps up our ability to gather food reliably can increase our birthrate. It needn’t be a sickle for grain plants. It could be woven traps for shellfish. Or fishing nets for salmon runs. Or using torches to stampede bison off a cliff. If it also forces us to settle, then the more our numbers rise, the more we must depend on our new food source. The more dependent we are, the more precarious our lives become. We can find only so many calories given our current toolbase. The advantages of settlement and intensive food production rise. Autocatalysis then drives our birthrate up so much that over time we cultivate even marginal foods. So when the next climate change, or plant blight, or other food catastrophe hits, we’re always caught with our populations rising. We only break out of that millennia-long feast-famine cycle when we discover some new knowledge about the cosmos, then use it to build new tools to make our food supply yet more reliable. That’s been our life for the last 11,000 years, all because we settled down.

A Hungry World

[Medieval peasant food]
The Medieval Village, G. G. Coulton, 1925, Dover reprint, 1989. For a more recent survey, but set only in England in the year 1000, see: The Year 1000: What Life Was Like At the Turn of the First Millennium, Robert Lacey and Danny Danziger, Little, Brown, 1999. After the Black Death began decimating Medieval Europe starting in 1347, so many died that food became plentiful for a time, and peasants began to eat better. We can deduce that because around 1380, John Gower, a friend of Chaucer, and himself a well-to-do English poet (who died around 1408), nostalgically wrote that, “Laborers of olden times were not wont to eat wheaten bread; their bread was of common grain or of beans, and their drink was of the spring. Then cheese and milk were a feast to them; rarely had they any other feast than this.” Life in a Medieval Village, Frances and Joseph Gies, Harper & Row, 1990.
[salt as money]
The word ‘salary’ comes down to us from the Latin for ‘salt money.’ Pliny credits it as the source of the name for what Roman soldiers were paid: salarium. Natural History, Pliny the Elder, Book 31, part 41. Salt is still in use as money in some parts of the world today.
[Europe’s Great Famine]
In 1314, European weather, after four centuries of relative mildness, turned cold and wet. All that summer, crops, pelted by rain, rotted in the fields. Harvests were poor, and food prices rose. Spring brought months of storms and heavy rains. Dikes in England collapsed. Fields washed away in France. Rising rivers drowned villages in Germany. Crops failed from Ireland to Poland, from Scandinavia to Italy. In England the price of wheat rose eightfold. Both fodder and grain, covered in fungus, rotted in the damp haybarns and storage sheds. In heavy-clay regions, waterlogged fields rotted the standing crops even when the sun managed to shine. Continual rain leached nitrates from the soil, leaving it poor even when better weather returned. Disease then killed the cold, wet, and hungry livestock. Fewer oxen meant less plowed land, and less manure for the fields. Fewer oxen also meant less transport, so even if one village did well its grain couldn’t reach nearby villages.

Another bitter winter followed. The Baltic iced over and ships froze in place. That spring, torrential rains returned, turning roads to mires and waterways to rivers, further blocking food transport. In Hungary, the Danube, the principal transport corridor for continental Europe, flooded, washing away fields and villages. The sporadic war between France and Flanders, ongoing since 1297, worsened the crisis as armies stole draft animals and added banditry to their list of job skills. Europe began to fall apart. Peasants stumbled across the countryside, begging for food. The urban poor, unable to forage, suffered even more—or so say the chroniclers, but then most of them lived in towns. As among the cattle, disease then spread, killing rich and poor alike. Robbery and murder increased. So did food riots. In war-torn regions like Ireland and the Scottish border, graveyards were reportedly mined for fresh corpses. Corpses of the hanged were apparently cut down from their gibbets and eaten. Jailed convicts ceased to be fed and allegedly ate new prisoners alive. Families were said to eat their dead. Many chronicles even speak of parents killing their children for food.

Jordan estimates 30 million for the affected European population, with three million dead in the first three years. The Great Famine: Northern Europe in the Early Fourteenth Century, William Chester Jordan, Princeton University Press, 1996. Livi-Bacci, though, estimates that Europe as a whole contained that many as far back as the year 1000. However, although Livi-Bacci estimates 74 million for all Europe, it is for 1340 not 1314, and may include parts of Europe not visited by the 1314 famine. A Concise History of World Population, Massimo Livi-Bacci, translated by Carl Ipsen, Third Revision, Blackwell, 1997.

[Famine in England]
England alone had suffered famine in 1257, 1272, 1277, 1283, 1292, and 1311. “In the eleventh and twelfth centuries famine [in England] is recorded every fourteen years, on an average, and the people suffered twenty years of famine in two hundred years. In the thirteenth century the list exhibits the same proportion of famine; the addition of high prices made the proportion greater. Upon the whole, scarcities decreased during the three following centuries; but the average from 1201 to 1600 is the same, namely, seven famines and ten years of famine in a century.” Quoted from “The Influence of Scarcities and of the High Prices of Wheat on the Mortality of the People of England,” William Farr, Journal of the Royal Statistical Society, IX, page 158, February 16, 1846. If we take grain prices as a measure of poor harvests, then regular famine appears to have been common all over the world and for all recorded time. Although, such price evidence may be good only for Western Europe in the recent past, with waves of inflation occurring in the thirteenth, sixteenth, eighteenth, and twentieth centuries. The Great Wave: Price Revolutions and the Rhythm of History, David Hackett Fischer, Oxford University Press, 1999.
[Little Ice Age]
Icelandic sea ice started spiking around 1250 and peaked around 1300, then dropped by 1400, then started spiking again around 1500 and by around 1800 peaked at a much higher level than in the 1300s, trailing off again until today. We’re presently in a, possibly brief, interglacial. The Little Ice Age: How Climate Made History, 1300-1850, Brian Fagan, Basic Books, 2001. For general background see, Earth’s Climate: Past and Future, W. F. Ruddiman, W. H. Freeman, 2001.

As for its effect, here’s a small illustration. The Vikings, perhaps reacting to warming weather starting around 800, colonized Greenland in 986. But with cooling weather starting up again in 1250, those colonies lasted until no later than 1412. In 1492, the year Columbus first crossed the Atlantic, the pope complained that because of the ice no bishop had visited Greenland for 84 years. He didn’t know it, but his Greenland flock probably was already dead. No written records survive, but their skeletons reflect the worsening climate, declining in height from about 1.76 meters (five feet nine and a half inches) in the 980s to about 1.6 meters (five feet four and a half inches) by the 1440s. The oxygen isotope ratios in their teeth tell a story of sharply falling temperatures from 1100 to 1450. A ship driven off-course in 1540 found no one alive and one dead man, frozen where he fell. “Climate and history: the Westvikings’ saga,” J. and M. Gribbin, New Scientist, 125:52-55, 20 January 1990. “Oxygen isotope composition of human tooth enamel from medieval Greenland; linking climate and society,” H. C. Fricke, J. R. O’Neil, N. Lynnerup, Geology, 23(10):869-872, 1995.

More comprehensively, Angel integrated a vast amount of skeletal data from sites in Greece and Turkey stretching all the way from paleolithic times to the near present. In all that time, the Little Ice Age period, from about 1300 to about 1700, stands out as one of several long declines. “Health as a Crucial Factor in the Changes from Hunting to Developed Farming in the Eastern Mediterranean,” J. L. Angel, In Paleopathology at the Origins of Agriculture, Mark N. Cohen and George J. Armelagos (editors), Academic Press, 1984, pages 51-74.

[medieval bones]
“Dry Bones: a Paleopathological Study of Skeletal Remains from a Medieval Graveyard in Dundee,” R. N. Spalding, D. J. Sinclair, A. Cox, K. D. Morley, Scottish Medical Journal, 41(2):56-59, 1996. “A Biomechanical Study of Activity Patterns in a Medieval Human Skeletal Assemblage,” S. Mays, International Journal of Osteoarchaeology, 9(1):68-73, 1999. “Biocultural analysis of Sex Differences in Mortality Profiles and Stress Levels in the Late Medieval Population from Nova Raca, Croatia,” M. Slaus, American Journal of Physical Anthropology, 111(2):193-209, 2000. Note however that paleopathology and paleodemography are still very young fields, with many of their research agendas, tools, and methods still in flux. In particular, any studies that claim anything about disease prevalence, or overall mortality statistics for any not-provably stationary populations, should be approached with caution. “The Osteological Paradox: Problems of Inferring Prehistoric Health from Skeletal Samples,” J. W. Wood, G. R. Milner, H. C. Harpending, K. M Weiss, Current Anthropology, 33(4):343-370, 1992.
[Congolese genocide]
King Leopold’s Ghost: A Story of Greed, Terror, and Heroism in Colonial Africa, Adam Hochschild, Mariner Books, 1999.

Seeds of the Future

[852 million malnourished]
The state of food insecurity in the world, SOFI 2004, United Nations Food and Agriculture Organization, 2004. Incidentally, the figure for 1970, 25% of us, meant 940 million people.
[nine or so elements]
The text lists the big four in order: carbon, hydrogen, oxygen, and nitrogen, then three of the next five in order: phosphorus, sulfur, and potassium. It skips the next two, which are, in order, calcium and magnesium. The rest occur onlu in trace amounts in most living things.
[albumin]
Strictly speaking, ‘albumin’ is really a whole family of proteins, one of which is ovalbulmin, the principal protein in egg whites.
[kilocalorie]
Often miscalled a ‘calorie’ in the United States (but not Europe). Also often called a ‘large calorie.’ A kilocalorie, or kilogram calorie, or large calorie, is the energy needed to raise the temperature of 1 kilogram of water by 1 degree Celsius. It’s 1,000 ‘small’ calories, or gram calories.
[...burn a further 87 percent]
In 1977, Americans got from food roughly 13 percent of the energy used to grow, process, transport, sell, and prepare it. Energy and Food: Energy used in Production, Processing, Delivery, and Marketing of Selected Food Items, Anne Pierotti, A. Keeler, and A. Fritsch, Center for Science in the Public Interest, Energy Series Number 10, 1977. Extending the figure to today may seem problematic because that would assume that world farming is comparable to farming in the United States (which it isn’t, since Americans eat so much more processed foods), and that today’s figures are comparable with 1970s figures (which it may not be, since the price of oil had spiked after 1973 and the report gives no date for its data so it could easily have been taken at the peak of the OPEC oil embargoes). However, an expert, Richard C. Fluck, believes that it’s probably not far wrong. (Personal communication.) Although technology has improved since the 1970s, largely thanks to precision farming, pressure for improvement has also been nearly flat since then as oil prices had remained relatively low for all that time. Energy in Farm Production, R. C. Fluck (editor), Elsevier, 1992. “Energy Use in the U.S. Food System: a summary of existing research and analysis,” J. Hendricksen, Center for Integrated Agricultural Systems, College of Agricultural and Life Sciences, University of Wisconsin, Madison, 1995.
[expensive animal protein]
About 1,700,000 kilocalories of solar energy hit a square meter of earth per year. On land, just 20,810 kilocalories will be transferred to plants. Of that, 3,368 will be transferred to direct consumers, like cattle; and of that, 383 will be transferred to first level carnivores, like us. So for every 100 kilocalories of energy that hits a plant, 1.2 are available to cattle, and 0.12 are available to us. The conversion efficiencies are about 1.2 percent for converting energy to plants, 6 percent for converting plants to animals, and 10 percent for converting animals to other animals. So if you eat an animal you get 0.072 percent of the original solar energy, whereas eating a plant gives you 0.72 percent—ten times as much—of the original energy. Living in the Environment: Principles, Connections, and Solutions, G. Tyler Miller, Brooks Cole, Twelfth Edition, 2002, page 85.
[energy cost of fertilizer]
“Prairie Sustainable Agriculture and Rural Development,” Program: Prairie Sard. Reports on Development of a Program for Research and Action Towards More Economically and Environmentally Sustainable Agriculture and Rural Development for Western Canada, The Canadian Agriculture New Uses Council, CANUC, Bulletin Number 6, 2001. This particular study was about including alfalfa in rotations at Winnipeg, Manitoba, to reduce nitrogen fertilizer costs. Incidentally, to make that 80 pounds of fertilizer per acre in the first place, we needed at least 1,428 cubic feet of natural gas. That, too, costs energy to find, make, process, and transport.
[applesauce is three times more expensive than apples]
“Energy Efficiency and Environmental News: Food to Energy,” July 1992. The newsletter of the Florida Energy Extension Service, Florida Cooperative Extension Service, Institute of Food and Agricultural Sciences, University of Florida.
[global landuse]
Figures are as of 1990. Farming activities take about 18 million square kilometers (4.4 thousand million acres). Grazing land takes about 33 million square kilometers (8.1 thousand million acres). “Global Vegetation and Land Use: New High-Resolution Data Bases for Climate Studies,” E. Matthews, Journal of Climate and Applied Meteorology, 22(3):474-487, 1983. “Estimating global land use change over the past 300 years: The HYDE Database,” K. Klein Goldewijk, Global Biogeochemical Cycles, 15(2):417-433, 2001.
[15 million acres a year]
The United Nations estimates 6 million hectares annually. Global Diversity Outlook 2, Convention on Biological Diversity, United Nations Environment Programme, 2006
[urban landuse]
Although the overall percentage of land being used by cities and industry is tiny compared to farm use, cities grow where people settle, which originally meant the most arable land. So although cities consume far less land than farms, they still cover a significant fraction of arable farmland. How much exactly is unknown. “Assessing the Impact of Urban Sprawl on Soil Resources in the United States Using Nighttime ‘City Lights’ Satellite Images and Digital Soils Maps,” M. L. Imhoff, W. T. Lawrence, D. Stutzer, C. Elvidge, Perspectives on the Land-Use History of North America: a Context for Understanding our Changing Environment, T. D. Sisk (editor), United States Geological Survey, Biological Resources Division, Biological Science Report USGS/BRD/BSR 1998-0003, Revised 1999.
[today’s mass extinctions]
The Sixth Extinction: Biodiversity and its Survival, Richard Leakey and Roger Lewin, Doubleday, 1995. Leakey’s estimates have been challenged by, among others, the late Julian Simon. The Ultimate Resource 2, Julian Simon, Princeton University Press, 1998. The core problem is that we don’t even know how many species are on earth now, far less how many are being lost per day. At a talk given in Cape Town in 2001, Leakey upped his estimate to “between 50,000 and 100,000 plant, insect, and animal species a year” but gave no evidence to support his claim. By some environmentalist guesstimates, about 24 percent of mammal species, 11 percent of bird species, and 3 percent of fish species are thought to be threatened. World Resources 2000-2001: People and Ecosystems: The Fraying Web of Life, World Resources Institute, 2000, pages 246-248. Incidentally, Wilson estimates that there are between 10 million and 100 million species on the planet. The Diversity of Life, Edward O. Wilson, W. W. Norton, Reissue Edition, 1999.
[overfishing]
Estimates are that industrial fisheries typically reduce community biomass by 80 percent within 15 years. “Rapid worldwide depletion of predatory fish communities,” R. A. Myers, B. Worm, Nature, 423(6937):280-283, 2003.
[world kilocalorie averages]
World Agriculture: Towards 2010, An F.A.O. Study, Nikos Alexandratos (editor), United Nations Food and Agriculture Organization, 1995.
[plants and nitrogen fixation]
Legumes, like peas, beans, soybean, peanut, lentil, alfalfa, and clover, aren’t the only plants that form symbiotic relationships with nitrogen-fixing microbes, however at present they’re the most important ones for our food supply. We don’t know why most plants aren’t rhizobia symbionts. We don’t even know why plants don’t simply fix nitrogen themselves. Perhaps it’s simple competition. Nitrogen-fixation, or simply facilitating nitrogen-fixation as symbionts do, takes energy. Plants that don’t bother may grow faster or grow bigger. On the other hand, such symbionts have a huge advantage as they can grow anywhere, whereas most plants can only grow in nitrogen-rich soil. All we know for sure right now is that the situation is complicated. “Host sanctions and the legume-rhizobium mutualism,” E. T. Kiers, R. A. Rousseau, S. A. West, R. F. Denison, Nature, 425:78-81, 2003. “Holy alliances?” B. Osborne, New Phytologist, 175(4):602-605, 2007. Rhizobia symbiosis may have arisen during a period where there was a lot of CO2 in the atmosphere (about 60 million years ago). But why it didn’t take over is unknown. “Evolving ideas of legume evolution and diversity: a taxonomic perspective on the occurrence of nodulation,” New Phytologist, J. I. Sprent, 174(1):11-25, 2007. We now know that legumes have a gene that trigger the formation of nodules, which then encourage nitrogen-fixing bacteria to come live there. That gene can be transplanted to another legume and it too will become nitrogen-fixing. “Nodulation independent of rhizobia induced by a calcium-activated kinase lacking autoinhibition,” C. Gleason, S. Chaudhuri, T. Yang, A. Muñoz, B. W. Poovaiah, G. E. D. Oldroyd, Nature, 441(7097):1149-1152, 2006.
[deployed smart seeds]
The multicellular photosynthetic autotrophs we call plants didn’t spend their last 425 million years on land just sunbathing. They adapted to varying soil and rainfall conditions. They’ve also adapted to variations in cloud cover, temperature, and humidity; to the amount of carbon dioxide in the air; and to many pests. Although our monoculture farming has weeded out most of that variation, it hasn’t gone away. It’s still there in our plants’ wild cousins. As we learn more about their genetic heritage, we may make hybrids with all those survival smarts built in. Such smart crops would then be hardy over wide variations in soil and climate. We’ve already taken small steps with some transgenic seeds. New editions of soybean, corn, cotton, canola, squash, and papaya, plus tomato, potato, peanut, rapeseed, and sunflower, already cover over 145 million acres worldwide. A future wheat grain, then, might adapt to widely varying conditions. We may not need to do much of anything to help it along. We could cover deserts with such wheat. One day we may just sow and reap. Then, as the economics of robots permit, we might replace ourselves even there.

Most transgenic plants are grown in the United States (about 66 percent), Argentina (23 percent), Canada (6 percent) and China (4 percent). Global Status of Commercialized Transgenic Crops: 2002: Preview, Clive James, ISAAA Briefs Number 27, 2002, The International Service for the Acquisition of Agri-biotech Applications, ISAAA SEAsiaCenter, c/o IRRI, DAPO Box 7777, Metro Manila, The Philippines. (Note: ISAAA is a lobby, funded by Monsato and other big agribusiness companies. As such, readers should be careful with their reported data on worldwide transgenic uptake.)

[plants colonized the land at least 425 million years ago]
That’s the latest lower estimate, based on genetic evidence. Previously, the best estimate (and the one in all the texts) was between 480 to 460 million years ago, based on the earliest land plant fossils found. “Molecular Evidence for the Early Colonization of Land by Fungi and Plants,” D. S. Heckman, D. M. Geiser, B. R. Eidell, R. L. Stauffer, N. L. Kardos, S. B. Hedges, Science, 293(5532):1129-1133, 2001. “A methodological bias toward overestimation of molecular evolutionary time scales,” F. Rodríguez-Trelles, R. Tarrío, F. J. Ayala, Proceedings of the National Academy of Sciences, 99(12):8112-8115, 2002. “Molecular data from 27 proteins do not support a Precambrian origin of land plants,” M. J. Sanderson, American Journal of Botany, 90(6):954-956, 2003. “The plant tree of life: an overview and some points of view,” J. D. Palmer, D. E. Soltis, M. W. Chase, American Journal of Botany, 91(10):1437-1445, 2004. “Molecular Timescale of Evolution in the Proterozoic,” S. B. Hedges, F. U. Battistuzzi, J. E. Blair, in Neoproterozoic Geobiology and Paleobiology, Shuhai Xiao and Alan J. Kaufman (editors), Springer, 2006, pages 199-229.
[use of herbicides, insecticides, and fungicides would drop]
Although plants, not being fools, are already chemical warfare combat veterans. They’re already armed to the teeth with bioweapons in far larger amounts than the little we add. When we eat a chili pepper, for example, what burns our mouth is capsaicin. It’s a neurotoxin.

Since plants can’t run away, millions of years before we started meddling with them they protected themselves from being eaten by lacing their bodies with all sorts of poisons: antibiotics, fungicides, insecticides, and herbicides—from which we made nearly all of our earliest poisons, perfumes, medicines, and spices.

Today, our perception of risk from our food is severely distorted. Each day, the average American, for example, eats about 10,000 times more plant-generated pesticides than artificial ones. One gram of roasted coffee, for instance, contains about 59 milligrams of chlorogenic acid, neochlorogenic acid, caffeic acid, and caffeine—all toxins, and all put there by the coffee plant, not us. (However, artificial pesticides are still undesirable because being sprayed on, not built-in, they run off easily and collect in aquifers.) Cooking our food adds further toxicity by producing about two grams per person per day of burnt material that contains many rodent carcinogens: polycyclic hydrocarbons, heterocyclic amines, furfural, nitrosamines, and nitroaromatics, as well as many mutagens. Further, many plant toxins are cumulative. Potatoes, for example, contain fat-soluble neurotoxins detectable in the bloodstream of all potato eaters. Potatoes are relatively new to our species, so our genes haven’t yet had time to evolve ways to fully detoxify them.

We don’t drop dead (usually) when we drink coffee and eat some potato chips because all plant-eaters have evolved ways to detect harmful plants and avoid them, or have evolved ways to detoxify a few plant poisons. In our case, we’ve selectively amplified only those few plant cultivars and those ways of preparing food from them that haven’t immediately killed us in the past. For example, cassava (a starchy tuber like the potato and the chief component of tapioca) feeds over 400 million of us in the tropics, but it also contains cyanide. We’ve learned, presumably by long trial and error, how to boil it to reduce the poison to trace amounts. Rhubarb leaves, apple seeds, almonds, lima beans, potato skins, avocado skins, cherry pits—even too much nutmeg in your eggnog—all can kill. “What Do Animal Cancer Tests Tell Us About Human Cancer Risk?: Overview of Analyses of the Carcinogenic Potency Database,” L. Swirsky Gold, T. H. Slone, B. N. Ames, Drug Metabolism Reviews, 30(2):359-404, 1998. “Rodent Carcinogens: Setting Priorities,” L. Swirsky Gold, T. H. Slone, B. R. Stern, N. B. Manley, B. N. Ames, Science, 258(5080):261-265, 1992.

[kudzu]
In the southern United States, kudzu is sometimes called ‘the vine that ate the south.’ A legume, it will grown even on eroded soils, and was imported from Japan in 1876 then, with government help, it grew like a fungus. It can grow up to 300 centimeters (about a foot) a day, and will often smother even large trees simply by outgrowing them. “Kudzu: Where did it come from? And how can we stop it?” J. H. Miller, E. Boyd, Southern Journal of Applied Forestry, 7(3):165-169, 1982.
[a new superweed]
Despite our usual conspiracy theories about mad scientists deep in military bunkers, we won’t be deliberately aiming to create a superweed, but nature is too wily for us to predict precisely what will happen to any plant, transgenic or not. Unintended pollen flow has already resulted in some unduly resistant weeds as new transgenic plants shamelessly mate with their older and wilder cousins out in the bush. “Gene Flow in Commercial Fields of Herbicide-Resistant Canola (Brassica napus),” H. J. Beckie, S. I. Warwick, H. Nair, G. Séguin-Swartz, Ecological Applications, 13(5):1276-1294, 2003. “Gene Flow Between Red Rice (Oryza. sativa) and Herbicide-Resistant Rice (O. sativa): Implications for Weed Management,” D. R. Gealy, D. H. Mitten, J. N. Rutger, Weed Technology, 17(3):627-645, 2003. “A Field Study of Pollen-Mediated Gene Flow from Mediterranean GM rice to Conventional Rice and the Red Rice Weed,” J. Messeguer, V. Marfa, M. M. Catala, E. Guiderdoni, E. Mele, Molecular Breeding, 13(1):103-112, 2004.

The Food Factory

[farming’s water use]
“To produce 1 kilogram [2.2 pounds] of wheat, 1 cubic meter [264 gallons] of water is needed. It takes at least 1.2 cubic meters [317 gallons] of water to produce 1 kilogram of rice... Agriculture is by far the biggest water user, accounting for some 70 percent of all water withdrawals (industry: 20 percent, domestic: 10 percent). While the daily drinking water needs of humans are very small - four litres [about 1 gallon] per person - the water required to produce a person’s daily food is much higher: it varies between 2000 and 5000 litres [528 to 1321 gallons].” Unlocking the Water Potential of Agriculture, United Nations Food and Agriculture Organization, 2003. For the figures on evaporation loss for farm irrigation, see: Challenges to International Waters; Regional Assessments in a Global Perspective, United Nations Environment Programme, 2006.
[slowing decay]
We already use vacuum desiccation and radiation. Some cyanobacteria can desiccate, be preserved for years at room temperature, then be rehydrated to life. Scientists have applied that genetic trick—basically, coating with glycan—to human kidney cells, which were dried then revived eight days later. Half of them survived. “Active Fe-Containing Superoxide Dismutase and Abundant sodF mRNA in Nostoc commune (Cyanobacteria) after Years of Desiccation,” B. Shirkey, D. P. Kovarcik, D. J. Wright, G. Wilmoth, T. F. Prickett, R. F. Helm, E. M. Gregory, M. Potts, Journal of Bacteriology, 182(1):189-197, 2000.
[genomics and proteomics]
Proteomics is far harder than genomics. We have roughly 25,000 genes, but an unknown number of proteins. There’s as yet no known mapping between our genes (the description of what does stuff in our bodies) and our proteins (the things that actually do stuff in our bodies). First, genes exist in separated blocks (called exons) on the genome. Those blocks can be put together in different ways to yield different proteins. (That’s called alternative splicing.) Second, on production, some proteins can alter themselves depending on their own structure. That’s called post-translational modification, or PTM.) Third, some genes can, in concert with others, produce multiple proteins. And all of those interactions can depend on which proteins have been expressed in our cells recently, and which are being expressed now. For some general background, see Gene Regulation - A Eukaryotic Perspective, David S. latchman, Taylor & Francis, Fifth Revised Edition, 2005. Evolution in Four Dimensions: Genetic, Epigenetic, Behavioral, and Symbolic Variation in the History of Life, Eva Jablonka and Marion J. Lamb, MIT Press, New Edition, 2006. We now know that even the same protein can have multiple different functions in different circumstances. For example, Glyceraldehyde-3-phosphate dehydrogenase has many different functions, perhaps as many as nine.
[building an organism from scratch]
We’re now in the early stages of synthetic biology. Scientists have engineered Escherichia coli bacteria to use an artificial amino acid, to build artificial proteins that it can use to sniff out TNT, serotonin, and lactate, to build anti-malaria and anti-cancer drugs, to build itself a simple biological clock, to build itself a simple memory (a toggle switch), and to build itself simple digital circuits. Others have built viruses from scratch, and have created artificial DNA with six base pairs instead of four. Here are a few recent papers. “Development of Genetic Circuitry Exhibiting Toggle Switch or Oscillatory Behavior in Escherichia coli,” M. R. Atkinson, M. A. Savageau, J. T. Myers, A. J. Ninfa, Cell, 113(5):597-607, 2003. “Generating a synthetic genome by whole genome assembly: φX174 bacteriophage from synthetic oligonucleotides,” H. O. Smith, C. A. Hutchison, III, C. Pfannkoch, J. C. Venter, Proceedings of the National Academy of Sciences, 100(26): 15440-15445, 2003. “Teaching bacteria a new language,” Y. Gerchman, R. Weiss, Proceedings of the National Academy of Sciences, 101(8):2221-2222, 2004. “Microbes Made to Order,” D. Ferber, Science, 303(5655):158-161, 2004. “Programmable cells: Interfacing natural and engineered gene networks,” H. Kobayashi, M. Kærn, M. Araki, K. Chung, T. S. Gardner, C. R. Cantor, J. J. Collins, Proceedings of the National Academy of Sciences, 101(22):8414-8419, 2004.
[...empty food before nutritious food]
For example, low-calorie sugar. The average American eats the equivalent of 20 teaspoons of sugar a day, and 144 million American adults regularly consume low-calorie, sugar-free products such as artificially sweetened sodas and desserts. “Sugar Substitutes: Americans Opt for Sweetness and Lite,” John Henkel, FDA Consumer Magazine, November-December, United States Food and Drug Administration, 1999.
[...66 percent in Eritrea]
“The profile of most vulnerable households has remained similar to the previous year. Poverty is still rampant. A study undertaken in 2002/03 indicates that 66 percent of the population has incomes below the poverty line (and 37 percent below the extreme poverty line). On average 66 percent of household expenditure is spent on food in urban areas, and 71 percent in rural areas.” FAO/WFP Crop and Food Supply Assessment Mission to Eritrea, United Nations Food and Agricultural Organization, 2005.
[farm tariffs and subsidies]
As usual, the situation is more complicated than the simple version given in the text. Several poor nations, particularly in Africa, gain economically because several rich nations, particularly in the European Union, essentially reduce food prices on the world market by subsidizing their own domestic production. It’s all a giant shell game. “Liberalizing Agriculture,” A. Panagariya, Foreign Affairs, 84(7), December, 2005.
[$260 billion U.S. a year on food subsidies]
The statistic was quoted by Paul Wolfowitz, then president of the World Bank, at World Economic Forum Sessions on Global Health: Scaling Innovation in Foreign Aid, Henry J. Kaiser Family Foundation, 2007, page 37.
[Quorn]
Has been on sale since 1994, primarily to the vegetarian market. It’s made from the fungus Fusarium venenatum. As of 2006, it’s only sold in Britain, the United States, the Netherlands, Belgium, Sweden, and Switzerland.
[meat sheets]
Here’s a representative patent of the vat-grown meat idea. “A process for production of a meat product said process comprising the culturing in vitro of animal cells in medium free of hazardous substances for humans on an industrial scale thereby providing three dimensional animal muscle tissue suited for human and/or animal consumption, optionally followed by further processing steps of the cell culture to a finished food product analogous to known processes for meat comprising food products without requiring deboning, removal of offal and/or tendon and/or gristle and/or fat, preferably said meat product comprising solidified cell tissue, said cells being selected from muscle cells, somite cells and stem cells.” Patent Number WO9931222, “Industrial Scale Production of Meat from in vitro Cell Cultures,” W. F. Van Eelen, W. J. Van Kooten, W. Westerhof.
[cheap diamonds and cheap aluminum]
The French chemist was Henri Moissan. In 1893 he was trying to make artificial diamonds. The Canadian inventor was Thomas Leopold Willson, then living in the tiny town of Spray in North Carolina (the town is now merged into the town of Eden). In 1892 he was trying to make cheap aluminum, then switched to trying to make cheap calcium. Both developed the acetylene process using the new electric-arc furnace on coal and lime (calcium carbonate). Moissan received the 1906 Nobel prize for his work. Willson’s factory was eventually bought out by the company that became Union Carbide. Their use of the electric-arc furnace resulted in a lot of calcium carbide and acetylene, whose chief use at the time became oxy-acetylene welding since the use they had in mind, gaslighting, was preempted by another invention, but only after a lot of money went into acetylene. Gaslighting then became brighter and electricity became cheaper and lightbulbs were made more less fragile.

Various chemists, faced with mountains of now nearly worthless calcium carbine in both Europe and the United States, then tried various things. In 1903, two German dyers, Adolph Frank and Nikodem Caro, ran nitrogen over hot calcium carbide, accidentally producing calcium cyanamide, the world’s first artificial fertilizer. They did that not to produce fertilizer but to produce cyanides to help extract gold from its ores (which is sodium cyanide’s chief use today). They formed a company to do precisely that, the Deutsche Gold- und Silber-Scheideanstalt vormals Roessler, now called Degussa, AG. In 1905, two more German chemists, Fritz Haber and Carl Bosch, developed a completely different, high-pressure way to make sodium nitrate, also a fertilizer. The Frank-Caro process initially nearly destroyed them commercially, though, since it was initially cheaper. Then, during World War I, Germany turned back to the Haber-Bosch process, but not to make fertilizers—to make explosives. The Chemical Industry During the Nineteenth Century. A Study of the Economic Aspect of Applied Chemistry in Europe and North America, Ludwig F. Haber, Clarendon Press, 1958. The Chemical Industry: 1900-1930, International Growth and Technological Change, Ludwig F. Haber, Clarendon Press, 1971.

The story is even longer, stranger, and more involved than this brief note suggests, containing many more blind alleys and unexpected twists and turns, and altering the politics of many nations, including Germany, France, Britain, Chile, and the United States. Not to mention the consequences of guano, gaslight, the electric light, welding, steel, explosives, poison gas, hydroelectrics, liquid oxygen, the dynamo, famine, the Nazis, and both world wars. Someone should write a book about this. It should be told to every schoolchild as their very first lesson that the world doesn’t work anything like they’ve been told.

[the importance of artificial fertilizers]
Before artificial fertilizers, food was a huge worry to the industrializing nations of the time. “My chief subject is of interest to the whole world—to every race—to every human being. It is of urgent importance to-day, and it is a life and death question for generations to come. I mean the question of food supply. Many of my statements you may think are of the alarmist order; certainly they are depressing, but they are founded on stubborn facts. They show that England and all civilised nations stand in deadly peril of not having enough to eat. As mouths multiply, food resources dwindle. Land is a limited quantity, and the land that will grow wheat is absolutely dependent on difficult and capricious natural phenomena. I am constrained to show that our wheat-producing soil is totally unequal to the strain put upon it. After wearying you with a survey of the universal dearth to be expected, I hope to point a way out of the colossal dilemma. It is the chemist who must come to the rescue of the threatened communities. It is through the laboratory that starvation may ultimately be turned into plenty.” The Wheat Problem, William Crookes, G. P. Putnam’s Sons, 1899.

The Later Middle Ages

[the pull of city life]
In 1800, a thousand million of us were alive but only 2 percent of us were urban. In 1950, nearly three thousand million of us were alive and 29.8 percent of us were urban. Today, over six thousand million of us are alive and half of us are urban.

City life was always attractive, but it used to be that cities were very bad places to live, at least in terms of mortality rates. City disease killed us faster than we could reproduce and only continual replenishment from the countryside let them persist. Today, though, urban mortality rates are better than rural mortality rates. Urban dwellers also have different opportunities and different consumption patterns than rural dwellers. Regardless of income level, urban dwellers have fewer kids, eat more and better food, and consume more energy and durable goods. Of course, all that demand has environmental costs as well. “Consumption Patterns: The Driving Force of Environmental Stress,” J. K. Parikh, S. Gokam, J. P. Painuly, B. Saha, V. Shukla, The United Nations Conference on Environment and Development, 1991. “Impact of Trends in Resources, Environment and Development on Demographic Prospects,” N. Keyfitz, in Population and Resources in a Changing World, Kingsley Davis, Mikhail S. Bernstam, and Helen M. Sellers (editors), Stanford University Press, 1989.

Given a choice today, we flee the countryside because urban prospects for income, education, medical care, and services (like entertainment) are higher. Urban mortality is lower, and urban fertility is much lower. Over 40 percent of our urban growth since 1960 has not been because of increasing urban birth rates but via flight from rural to urban areas. “Fertility and Family Planning in African Cities: The Impact of Female Migration,” M. Brockerhoff, Journal of Biosocial Science, 27(3):347-358, 1995. “People Who Move: New Reproductive Health Focus,” R. Gardner, R. Blackburn, Population Reports, Johns Hopkins School of Public Health, Population Information Program, 24(3):1-27, 1996.

[by 2015 another half a billion...]
Dreaming with BRICs: The Path to 2050, Global Economics Paper Number 99, Goldman Sachs, 2003. The BRICs and Global Markets: Crude, Cars and Capital, Global Economics Paper Number 118, Goldman Sachs, 2004.
[world population]
World Population Prospects: The 2004 Revision, United Nations Department of Economic and Social Affairs, Population Division, 2004.
[kilocalories per capita in Eritrea and India]
In 1998 Eritrea had only 1,744 kilocalories per person. India in 1998 had 2,466 kilocalories per person. United Nations Statistical Yearbook, 2001. The figures for France in 1705 and Britain in 1850 were 1,657 and 2,362, respectively. The Escape from Hunger and Premature Death, 1700-2100: Europe, America, and the Third World, Robert William Fogel, Cambridge University Press, 2004, page 9. Eritrea has the highest percentage of population suffering from undernourishment in the world. The State of Food Insecurity in the World, SOFI 2004, United Nations Food and Agriculture Organization, 2004.
[farming gains since 1970]
Figures derived from the speech, “Prospects for Food Security in the 21st Century,” given on April 17th, 1997, by Alex F. McCalla, the then Director of the Agriculture and Natural Resources Department of the World Bank. The Future of World Food series, Illinois World Food and Sustainable Agriculture Program, University of Illiois, Urbana-Champaign.
[over half a billion more in middle class by 2015]
Dreaming with BRICs: The Path to 2050, Global Economics Paper Number 99, Goldman Sachs, 2003. The BRICs and Global Markets: Crude, Cars and Capital, Global Economics Paper Number 118, Goldman Sachs, 2004.
[political famine in China]
Most sources report mortality of about 20 million. The figure of 30 million comes from the most comprehensive study so far: Hungry Ghosts: Mao’s Secret Famine, Jasper Becker, Free Press, 1996.

Here are a few more examples. From 1769 to 1771, a famine in British-ruled Bengal killed one in three of us there; perhaps 10 millon people died. The usual cannibalism followed. The government response? They raised taxes. The Annals of Rural Bengal, Volume I, The Ethnical Frontier of Lower Bengal, with the Ancient Principalities of Beerbhoom and Bishenpore, W. W. Hunter, Smith, Elder, and Co., 1868, pages 19-48. What should have been an equally bad famine occurred in roughly the place in 1866 (mainly in Orissa, but also Bengal), yet only one million died. The railroad and abandonment of a government ban on speculation in food made the difference. However, a much wider famine, affecting not only Bengal but much of the rest of India, occurred in 1896, once again killing millions. The Famine of 1896-1897 in Bengal: Availability or Entitlement Crisis?” Malabika Chakrabarti, Orient Longman, 2004.

From 1846 to 1852, a potato blight in Ireland helped kill over a million of us. (The figure of one million deaths is widely reported, although it’s only estimated since mortality records weren’t kept in Ireland until 1864.) We let whole villages be swept away by starvation, cholera, typhus, and politics. A Death Dealing Famine: the Great Hunger in Ireland, Christine Kinealy, Pluto Press, 1997. Major famine was nothing new to Ireland, though. For instance, about a century earlier, in 1741, about 300,000 had died, perhaps 13 percent of the population, or about one in seven or eight people.

From 1943 to 1945, heavy rains destroyed part of Bengal’s rice crop. Although its rice supply was still a million tons higher than it had been in 1941, between 3.5 and 3.8 million of us, mostly kids, died. We killed them with patchy infrastructure, profiteering, hoarding, denial, disease, disinterest, and politics. Poverty and Famines: an Essay on Entitlement and Deprivation, Amartya Sen, Oxford University Press, 1981.

Today, despite having more food globally than all of us alive need, we let famine continue in the horn of Africa—particularly Eritrea, Ethiopia, Somalia, Sudan, Kenya, Uganda, and Djibouti. We’re still trapped in a mirrored hall of political desire. Ignorance, disinterest, shortsightedness, power-hunger, and wishful thinking let us see only what we wish to see. It doesn’t matter how powerful our technology becomes if we choose not to use it.

[1928 drought in China worst in 200 years]
“The extreme drought in the 1920s and its effect on tree growth deduced from tree ring analysis: a case study in North China.” E. Liang, S. Shao, Z. Kong, J. Lin, Annals of Forestry Science, 60(2):145-152, 2003. “Interdecadal Variability of Temperature and Precipitation in China since 1880,” S. Wang, J. Zhu, J. Cai, Advances in Atmospheric Sciences, 21(3):307-313, 2004.
[first cannery]
The cook’s name was Nicolas Appert (1750-1841). He invented his boiling process before 1809, over 53 years before Pasteur invented pasteurization. L’art de conserver, pendant plusieurs années toutes les substances animales et végétales, Nicolas Appert, Patris, 1810. Connections, James Burke, Little, Brown, 1978, pages 234-235.
[first refrigerators]
In May, 1844, John Gorrie in Apalachicola, Florida, built the first known working refrigerator as a way to combat ‘malarial dieases’ (he meant malaria and yellow fever). The Fever Man: A Biography of Dr. John Gorrie, V. M. Sherlock, private printing, 1982. Previously, in 1805, Oliver Evans in Philadelphia, Pennsylvania, had designed the first known refrigerator, but never built it. Then, in 1834, Jacob Perkins in England had applied for a patent for a similar device. In 1846, after Gorrie, Ferdinand P. E. Carre in France produced another cooling device. In 1850, James Harrison in Scotland built one, then moved to England and built successive models in 1856 and 1857, which were used to make parrafin wax and ice. In 1856, Alexander C. Twinning in America tried another design. In 1874, Raoul Pictet in Geneva, Switzerland, produced one and it was used to make ice for a skating rink, but was otherwise not commercially successful. Finally, in 1876, Carl von Linde produced the first reliable and efficient refrigerator. It was used to let German brewers brew beer all year round. None of those inventors first had in mind food preservation. Further, all that development ignores all the earlier chemists, physicists, amateur scientists, and inventors, like Joseph Priestly, William Cullen, Michael Faraday, Louis Paul Cailletet, Jean Charles Athanase Peltier, Sadi Carnot, and Lord Kelvin, who first separated various gases, and made the earliest observations about evaporation and thermodynamics. It also ignores the century-long story of ice harvesting, which would require a book by itself. (And one has already been written, The Frozen Water Trade: How Ice from New England Lakes Kept the World Cool, Gavin Weightman, HarperCollins, 2001.) Few of our present-day artifacts came about simply. Most of their problems were solved piecemeal and over long periods by many hands, mostly working independently.
[the conquest of land]
A point made by Gould. Eight Little Piggies: Reflections on Natural History, Stephen J. Gould, W. W. Norton, 1993, pages 67-68.

Rebooting Reality - Chapter 2, Labor


[Faulkner quote]
Requiem for a Nun, Act I, Scene III.

Sweat of Thy Face

[slave in London]
Slave: My True Story, Mende Nazar with Damien Lewis, PublicAffairs Books, 2003.
[27 million slaves today]
Disposable People: New Slavery in the Global Economy, Kevin Bales, University of California Press, 2000. The ILO now estimates a minimum of 12.3 million. A Global Alliance Against Forced Labour, International Labour Office, 2005.
[sex slavery in the United States today]
“The United States has become a major importer of sex slaves. Last year, the C.I.A. estimated that between 18,000 and 20,000 people are trafficked annually into the United States. The government has not studied how many of these are victims of sex traffickers, but Kevin Bales, president of Free the Slaves, America’s largest anti-slavery organization, says that the number is at least 10,000 a year. John Miller, the State Department’s director of the Office to Monitor and Combat Trafficking in Persons, conceded: “That figure could be low. What we know is that the number is huge.” Bales estimates that there are 30,000 to 50,000 sex slaves in captivity in the United States at any given time.” Quoted from “The Girls Next Door,” Peter Landesman, New York Times, January 25th, 2004. Batstone estimates that there are 200,000 slaves in the United States today. Not for Sale: The Return of the Global Slave Trade--and How We Can Fight It, David Batstone, HarperOne, 2007.
[global sex slavery today]
The Factbook on Global Sexual Exploitation, Donna M. Hughes, Laura Joy Sporcic, Nadine Z. Mendelsohn, Vanessa Chirgwin, Coalition Against Trafficking in Women, 1999. Available online: catwinternational.org/factbook (Note: this is an electronic resource, not a paper book. The data is unverified, and frequently inconsistent. However, considering the nature of the trade, the various source articles they report on do indicate something of its scale and scope.)
[going price is $30]
In Cote d’Ivoire, which supplies the cocoa for nearly half the world’s chocolate, the current going rate for a child is said to be about 30 United States dollars. In Mauritania and Sudan sales are often local. “Mali’s Children in Chocolate Slavery,” BBC News, Thursday, 12 April, 2001.
[Brazilian slavery]
Slavery in Brazil: A Link in the Chain of Modernisation, Alison Sutton, Anti-Slavery International, 1994. In 1995, new Brazilian President Fernando Henrique Cardoso announced new measures to eradicate slavery. In 2003, new Brazilian President Luíz Inácio Lula da Silva announced new measures to eradicate slavery.
[worldwide slavery]
Slavery and Human Progress, David Brion Davis, Oxford University Press, 1984.
[self-enslavement and child-enslavement]
Much enslavement was self-enslavement. In medieval times and earlier, the local lord was like a bank, and your body, and your family’s bodies, was his collateral for your loan. Perhaps that was our earliest form of debt slavery. The word ‘lord’ is derived from ‘loaf-keeper.’ Having a lord then was like having a credit card, insurance, and police today. A lot of slavery also started via abandonment and child-sale. The Kindness of Strangers: The Abandonment of Children in Western Europe from Late Antiquity to the Renaissance, John Boswell, Pantheon, 1988.
[debt slavery]
Debt slavery may be the most common and perhaps even our oldest form of slavery. “If a man be in debt and is unable to pay his creditors, he shall sell his wife, son, or daughter, or bind them over to service. For three years they shall work in the houses of their purchaser or master; in the fourth year they shall be given their freedom.” Hammurabi’s law code, Code 117. (Note: ‘Hammurabi’ is more properly transliterated as ‘Hammurapi.’) The code was carved in stone in Babylon at least 3,750 years ago, a millennium before Rome was anything more than a few goatherders wandering around on seven scrubby hills surrounding a swamp. Further, the code was probably based on tribal custom going back perhaps a further four millennia or more—at least as far back as Mesopotamians started living in towns. “An Assyrian Law Code,” M. Jastrow, Jr., Journal of the American Oriental Society, 41:1-59, 1921.
[Roman slavery]
Early imperial Rome supported nearly a million of us, with perhaps one in three of us slaves. “Slavery in the Roman Empire: Numbers and Origins,” John Madden, Classics Ireland, 3:109-128, 1996. Slaves had a life expectancy at birth of about 20 years—but then, the average Roman’s life expectancy was somewhere between 20 and 30 years. Conquerors and Slaves: Sociological Studies in Roman History, Volume 1, Keith Hopkins, Cambridge University Press, 1978. Slaves were also useful in the arena. Spectacles of Death in Ancient Rome, Donald G. Kyle, Routledge, 1998. Rowing galleys, mining, manning wine presses, building and maintaining roads and aqueducts, sowing and harvesting, bearing litters, loading and unloading goods, cooking and cleaning, weaving, hairdressing, doing the paperwork to run a business or a government office, nursing and teaching, having sex with their owners, dying as gladiators—slaves did them all. Life in Ancient Rome, F. R. Colwell, Perigree Books, 1961. In Rome, even ex-slaves could own slaves. At the time of Augustus’ first census, Isidorus, an ex-slave of one Gaius Caecilius, owned 4,116 slaves—as well as 5,760 acres, 257,000 cattle, and about 4.5 tons of gold in coin (60,000,000 sesterces). Natural History, Pliny the Elder, Book 33, part 47. In the time of Nero, Seneca, who was immensely rich and who styled himself a Stoic philosopher, tells us that he saw himself as living the frugal life when he and a friend traveled with only a single cart-load of slaves to care for their needs. Epistles, Seneca, 87, 2. Poor man.
[Mesopotamian slavery]
“If any one take a male or female slave of the court, or a male or female slave of a freed man, outside the city gates [to escape], he shall be put to death.” Hammurabi law code, Code 15. Of the 282 articles of Hammurabi code, 29 mention slaves.
[Greek slavery]
“First of all, get a house, and a woman and an ox for the plough—a slave woman and not a wife, to follow the oxen as well—and make everything ready at home, so that you may not have to ask of another, and he refuse you, and so, because you are in lack, the season pass by and your work come to nothing.” Works and Days, Hesiod, II, 405. Hesiod, The Homeric Hymns, and Homerica, Hugh G. Evelyn-White translation, Loeb Classics, 1914.
[Hebrew slavery]
“As for your male and female slaves whom you may have: you may buy male and female slaves from the nations that are round about you. You may also buy from among the strangers who sojourn with you and their families that are with you, who have been born in your land; and they may be your property. You may bequeath them to your sons after you, to inherit as a possession forever....” The Bible, The King James Version, Leviticus 25:44-46. Or again, “When a man strikes his slave, male or female, and the slave dies under his hand, he shall be punished. But if the slave survives a day or two, he is not to be punished; for the slave is his money.” The Bible, The King James Version, Exodus 21:20-21.
[English slavery in Lewes, Sussex, in 1084]
The king’s toll on the sale of a horse was a penny. Both buyer and seller had to pay the tax to complete the sale, so the king got tuppence for each horse sold in England, and eight pence every time any slave was sold in England. (And this was in the days before VAT!) Presumably he got nothing if a sale completed outside England. Domesday Book, I, 26. “If now we recur to the days of the Conquest, we cannot doubt that the law knew a definite class of slaves, and marked them off by many distinctions from the villani and cotarii, and even from the coliberti. Sums that seem high were being paid for men whose freedom was being purchased. At Lewes the toll paid for the sale of an ox was a halfpenny; on the sale of a man it was fourpence.” Domesday Book and Beyond: Three Essays in the Early History of England, F. W. Maitland, 1897, New Edition, 1907.
[slavery for incest in Saxon England]
Slavery in Early Mediaeval England: From the Reign of Alfred until the Twelfth Century, David A. E. Pelteret, Boydell Press, 1995.
[sent them pregnant to market...]
“For men whom they had purchased from all over England they carried off to Ireland; but first they got the women with child and sent them pregnant to market. You would have seen queues of the wretches of both sexes shackled together and you would have pitied them; those who were beautiful and those who were in the flower of youth were daily prostituted and sold amidst much wailing to the barbarians.” The Life of Saint Wulfstan, William of Malmesbury, 1066. Quoted in The Growth of English Industry and Commerce During the Early and Middle Ages, William Cunningham, Cambridge University Press, 1890 Edition, page 82.
[Thomas Aquinas on slavery and the clergy]
Summa Theologica, Thomas Aquinas, “Of the Impediment of the Condition of Slavery,” Supplement, Question 39, Article 3, Translated by Fathers of the English Dominican Province, Benziger Bros. Edition, 1947. Writing in 1273, Aquinas had much to say about slavery. See, for example, Question 52, 57, and 65. Some apologists have chosen to muddy Aquinas’ relatively clear pronouncements on slavery by claiming that he didn’t mean slavery as the Greeks did. Naturally that must be so, but to Aquinas slaves were still chattel. They weren’t merely servants who were partly unfree. For example: “Adultery, however, and inducing a slave to leave his master are properly injuries against the person; yet the latter, since a slave is his master’s chattel, is referred to [as] theft.” Supplement, Question 67, Article 3. That’s pretty explicit.
[slavegirl sold and resold in Marseilles]
The slavegirl’s name was Aissa. She was sold for 9 pounds, 15 solidi. Six weeks later, her new owner resold her for ten pounds. Documents Inédits sur le Commerce de Marseille au Moyen Âge, Volume II: Les notules commerciales d’Amalric, notaire commercial du XIIIme siècle, Louis Blancard (editor), Barlatier-Feissat, Pere et Fils, 1884, page 172. Reprinted in A Source Book for Medieval Economic History, Roy C. Cave and Herbert H. Coulson, The Bruce Publishing Co., 1936; Biblo & Tannen, Reprint Edition, 1965, page 302.
[Marco Polo’s uncle’s will]
The uncle was also named Marco. His will is dated, at Rialto, August 5th, 1280, but Marco Polo (the nephew) states that he (the uncle) died in 1294, the year before he (the nephew) returned from his travels. The Travels of Marco Polo, Marco Polo and Rustichello of Pisa, The complete Yule-Cordier Edition, Henry Yule (translator), Henri Cordier (editor), Volume I, 1903, Dover Publications, Reprint Edition, 1993.
[Marco Polo’s will]
The will is dated January 9th, 1323. The slave’s name is Peter. He was later granted citizenship. The Chan’s Great Continent: China in Western Minds, Jonathan D. Spence, Penguin, 1998.
[prices in Bradford, Yorkshire, in 1310]
In 1310 a cow cost 12 shillings and 6 pence. An English slave and his family cost 13 shillings and 4 pence. Pen and Pencil Pictures of Old Bradford, With Plan, Portraits, and Other Illustrations, William Scruton, Thomas Brear, 1889.
[slave girls in Genoa]
Their most common given names were Caterina, Lucia, Maddalena, Margherita, Maria, and Marta. They were mainly Russian, Greek, Bosnian, Georgian, Armenian, Bulgarian, and Tatar. Speaking of Slavery: Color, Ethnicity, and Human Bondage in Italy, Steven A. Epstein, Cornell University Press, 2001.
[10,000 slaves sold between 1414 and 1423 in Venice]
“The Domestic Enemy: The Eastern Slaves in Tuscany in the Fourteenth and Fifteenth Centuries,” I. Origo, Speculum, 30(3):321-366, 1955, page 329.
[female versus male slaves]
“Ancillary Evidence for the Decline of Medieval Slavery,” S. M. Stuard, Past and Present, 149:3-28, 1995. “Men and Women in Early Medieval Serfdom: The Ninth-century North Frankish Evidence,” J.-P. Devroey, Past and Present, 166:1-30, 2000. “Freedom and Unfreedom in Early Medieval Francia: The Evidence of the Legal Formulae,” A. Rio, Past and Present, 193:7-40, 2006.
[European slavery was common]
It’s often said, especially by European or American writers, that Europeans sometimes tried to stop all slavery (or even succeeded). Really, though, all Europe tried to stop, and that ineffectively, was the lucrative sale of its Christian slaves to non-Christian foreigners. Slavery in medieval Europe was so common that the Roman Catholic Church repeatedly prohibited it—or at least the export of Christian slaves to non-Christian lands was prohibited at, for example, the Council of Koblenz in 922, the Council of London in 1102, and the Council of Armagh in 1171. Sales continued. For example, in 1475 Pope Martin V threatened all Christian slave traders with excommunication. He also ordered all Jewish slave traders to wear a special badge of infamy. But then, in various European nations, Christian export slavery, had been occasionally prohibited since at least 655, by the Church or by various rulers. Not that it mattered. For example, the same year, 655, that Bathild, regent of France, who had herself been a slave (some say, kidnapped from England), tried to ban Christian enslavement in France, the Church, which wanted to maintain full control of ecclesiastical appointments, decreed enslavement for any children produced by clerics. No longer would the bastard child of a priest succeed him to his post.

William the Conqueror, too, is often alleged to have banned slavery in Britain after the conquest in 1066, but what he actually did was the same that any other European ruler did—he banned export slavery of English slaves (maybe because he didn’t get a cut on those sales?). It’s also often reported that various religious leaders, Saint Wulfstan or Anslem or Archbishop Lanfranc or Saint Patrick, for example, ended slavery in England—or even Europe as a whole. Not so. There were occasional admonitions, for example, after the (first) invasion of Ireland by English barons in the 1160s, but at most they lead to a reduction in Christian export slavery. In short: in Europe, it was ok to have slaves, it was ok for them to be Christian, it was ok to export slaves, too. The European abolition effort in medieval times was primarily about the export of Christian slaves to non-Christian lands.

Finally, it’s often stated that even if Christianity itself accepted slavery that after the Protestant Reformation it died out in Europe because of the new Protestant zeal. It’s true that it mostly did die out after the Reformation, and it’s true that Puritans, in particular, who were themselves badly treated, were more against slavery than normal, but it’s also true that many still kept slaves. William Penn, for example, a Quaker, who also owned Pennsylvania, was both a slave holder and a slave trader. England didn’t make slavery on English soil illegal until 1796 (not 1772 as is often reported; the James Somerset case in 1772 prevented slave recapture in England, but the idea of slaves as property was only overturned in 1796). Nor was English slavery particularly special within Europe. For example, thanks to their longships, the Vikings earlier took Norse, Saxon, Irish, Gallic, Italian, and Slav slaves from all over Europe and sold them to other Europeans, to the Muslims, and to each other. Also, from the eighth century on, North Africans—from Morocco, Algeria, Tunis, and Tripoli, known at the time as the Barbary coast—took slaves in England and Ireland for centuries, as well as slaves all over the North Atlantic and Mediterranean coasts, from Iceland to Palestine—including Miguel de Cervantes, who was enslaved off the Catalan coast on September 26th, 1575, 30 years before he wrote Don Quixote.

[slavery for vagrancy in England in 1547]
England under the Tudors (1485 to 1603) was in crisis as the Little Ice Age continued and more and more poor roamed the countryside and towns. Many serfs were being kicked off the land. Vagrants were becoming a problem. Henry VIII had just died and his son, Edward VI, took the throne. But Edward was only nine-years old, so his uncle, Edward Seymour, was named Lord Protector. Under his 1547 Vagrancy Act, anyone unemployed for three days was deemed a vagrant. He or she could be branded with a ‘V’ and enslaved for two years to whoever could support a slave. That was supposed to be an act of charity, because before they were maimed or killed. There wasn’t enough food to go around. The master had to feed the slave at least bread and water. Slaves were lucky to get table scraps. A slave who ran away twice could be killed. Anyone looking for an apprentice could seize any child declared vagrant—apprenticing boys until they were 24, girls until 20. If their parents complained, they, too, could be enslaved. The 1547 Act was repealed in 1550, but another was enacted in 1572. After that, vagrants were to be whipped then bored through the ear for a first offense, condemned as felons for the second offense, and hanged without benefit of clergy for the third offense. For the next 20 years, three convictions of vagrancy carried the death penalty. In Tudor times, England evolved a simple form of a welfare state, where each parish was responsible for its parishoners. This worked, mostly, except that it locked all the peasants in place. No one could travel without a permit, and few were given. That system lasted for the next three centuries. “Slavery and Protector Somerset: The Vagrancy Act of 1547,” C. S. L. Davies, Economic History Review, Second Series, 19:533-549, 1966. The Problem of the Poor in Tudor and Stuart England, A. L. Beier, Methuen, 1983. On the Parish? The Micro-Politics of Poor Relief in Rural England, c.1550-1750, Steve Hindle, Oxford University Press, 2004.
[Irish slavery]
In 1627, three Barbary pirate ships from North Africa pillaged Heimaey, a island in Iceland, and enslaved 242 people. Today the places they attacked are sights on Heimaey’s tourist trek; they call it ‘The Turkish Plunder.’ Slavery should have been no surprise to the people of Heimaey, though, had they recalled that their tiny island full of puffins is the largest in Iceland’s Vestmannaeyjar, or Westman Islands. It’s named after the first recorded settlers—some Irish slaves (‘men from the west,’ hence ‘Westmen’) who, around 874, had murdered their Norse owner and his men, then escaped to the island with his women and children. Irish slaves weren’t unusual, either for the Norse or the English.
[English theft of Irish bodies]
From 1641 to 1652, England answered a rebellion in Ireland by enslaving perhaps as many as 80,000 Irish and transporting them to the Caribbean, Virginia, and New England. Nor did Irish enslavement end with the war. Ireland’s population of 1.4 million in 1641 more than halved in only 11 years thanks to massacre, disease, starvation, suicide, forced emigration, and enslavement. The idea was to empty Ireland of the factious, pastoral Irish and replace them with agreeable, agricultural English settlers.

Speaking of the Irish reduction in a letter to John Thurloe, the Secretary of State, Henry Cromwell, fourth son of Oliver Cromwell, and commander of the English troops in Ireland, wrote, “It was a measure beneficial to Ireland, which was thus relieved of a population that might trouble the [English] planters; it was a benefit to the people removed, which might thus be made English and Christians... a great benefit to the West India sugar planters, who desired men and boys for their bondsmen, and the women and Irish girls in a country where they had only Maroon women and Negresses to solace them.” Whence the ‘Black Irish’ of Jamaica, Joseph J. Williams, The Dial Press, 1932, pages 10-11. (Note: Spelling modernized.)

In 1655, Henry Cromwell was asked for 1,000 Irish girls of breedable age, who were to be sent to comfort 1,500 troops about to be sent to newly conquered Jamaica. In a letter dated September 11th, 1655, he wrote that, “[A]lthough we must use force in taking them up, yet it beinge so much for their owne goode and likely to be of soe great advantage to the publique, it is not in the least doubted you may have such number of them as you thinke fitt to make use upon this account.” A week later, September 18th, he wrote again, “I shall not neede to repeat anythinge about the girles, not doubtinge but to answer your expectations to the full in that; and I think it might be of like advantage to your affairs there, and to ours heer, if you should thinke it fitt to send 1500 or 2000 young boys of from twelve to fourteen years of age, to the place aforementioned.” The troops, and their new possessions, set sail from Galway the next month, bound for Jamaica. The Cromwell letters are preserved in Secretary Thurloe’s correspondence, Volume IV. The Cromwellian Settlement of Ireland, John P. Prendergast, McGlashan and Gill, Second Edition, 1875, pages 92-93. Hell or Connaught! The Cromwellian Colonisation of Ireland 1652-1660, Peter Beresford Ellis, Hamish Hamiton Ltd., 1975, pages 148-149.

English theft of Irish bodies for colonial use started at least by 1612 and continued until at least 1700; it was then outlawed—partly because England’s colonial labor demand grew so strong that slave-takers began indiscriminately stealing English settlers in Ireland as well. Not that the English had serious qualms about enslaving each other: after a failed rebellion in Somersetshire in 1685, 841 were enslaved and shipped to the Caribbean and Virginia. English, Scottish, and Irish rebellions in 1715 and 1745 and 1798 were put down the same way.

Earlier, the Irish had stolen English bodies too. While Rome still ruled Britain, sometime in the late fourth century an Irish flotilla enslaved thousands, including the roughly 16 year-old Maewyn Succat (‘Victorius’), the British-born Roman citizen who would later rename himself Patricius (‘Well-born’) and be remembered as Saint Patrick.

[penal slavery in Europe]
“It is truly extraordinary that European scholars have either neglected this whole aspect of the subject or defined it as something other than slavery when they recognized it.” Slavery and Social Death: A Comparative Study, Orlando Patterson, Harvard University Press, 1982, pages 44-45.
[Europeans took 12 million African slaves]
European slave dealers kept fairly good accounts. Our current best estimate is 12.4 million slaves taken from Africa, and 10.6 million slaves arriving alive in the Americas. 1.8 million starved, drowned, or were killed on the way.
[Arabs took at least 11 million African slaves]
Slavery in the Arab World, Murray Gordon, New Amsterdam Books, 1989. However, Willis’ estimate of 17 million is significantly higher. Slaves and Slavery in Muslim Africa, two volumes, John Ralph Willis (editor), Routledge, 1986, page x.
[Arabs took one million European slaves]
Christian Slaves, Muslim Masters: White Slavery In The Mediterranean, The Barbary Coast, And Italy, 1500-1800, Robert Davis, Palgrave Macmillan, 2003.
[difference between Islamic and Christian slaves]
Just as in Roman times and before, male slaves in the Islamic world usually had menial jobs in homes and palaces: porters, messengers, doorkeepers, street-sweepers, watersellers, or, if state-owned, galley slaves, construction labor, and farm labor. Unlike the Roman world, but like the Greek world, Islamic slaves could also be soldiers—as the Mamluks were in Egypt. The Mamluks, who eventually ruled Egypt for three centuries, aren’t an isolated case. For instance, a whole generation of slaves became the army of Morocco: boys were bought at the age of 10 or 11 and trained in horse handling and military skills, girls were instructed in household crafts and were then given resources to buy a home and get married. Unlike the Christian world, but like Rome and many of our earlier societies, in the Islamic world some slaves were freed for various reasons over the centuries and some even rose to power (like the Mamluks). That didn’t happen in the Christian-run trade. It was about two males to every female; the Muslim-run slave trade was about two females to every male, as Islamic slaves were domestic as well as outdoors. For example, Sultan ’Abul Nasir Mulay Ismail as-Samin, emperor of Morocco from 1672 to 1727, is said to have had 4,000 concubines in his harem. He also had an army made of 150,000 slaves.
[Gulag slavery]
Current estimates are almost 30 million people enslaved in the gulag system over about 60 years. Gulag: A History, Anne Applebaum, Anchor, Reprint Edition, 2004. The Gulag Archipelago: 1918-1956, Aleksandr I. Solzhenitsyn, Harper Perennial Modern Classics, Reprint Edition, 2002.
[Laogai slavery]
Laogai: The Chinese Gulag, Hongda Harry Wu, 1992. Red in Tooth and Claw: Twenty-Six Years in Communist Chinese Prisons, Pu Ning, Grove Press, 1994.
[Aristotle on slaves]
“[W]here there is nothing common to ruler and ruled, there is not friendship either, since there is not justice; e.g. between craftsman and tool, soul and body, master and slave; the latter in each case is benefited by that which uses it, but there is no friendship nor justice towards lifeless things. But neither is there friendship towards a horse or an ox, nor to a slave qua slave. For there is nothing common to the two parties; the slave is a living tool and the tool a lifeless slave.” The Nicomachean Ethics, Aristotle, Book VIII, Chapters xi, W. D. Ross Translation, Clarendon Press, 1908.
[anti-slavery efforts today]
“Year after year, NGOs presented more and more examples of the same inquitous practices, as well as new ones. Members [of the United Nations Working Group on Contemporary Forms of Slavery] listened to governments’ claims that they were eliminating them, only to hear a year later from NGOs that nothing had changed. The only certainty was that if there were any results they would be long delayed. While the UN talked and governments made excuses, more people fell into debt-bondage, more women were forced into marriage, more children were sold and ill-treated, and more workers were exploited. Meanwhile governments, even impoverished ones, spent large sums on arms. Leaders salted away ill-gotten gains, and corrupt officials failed to enforce laws. Third World poverty was compounded by population growth, by the failure to construct a new and more equitable international economic order, and sometimes by structural adjustment demanded by the International Monetary Fund or the World Bank or by ill-conceived develpment projects.” Slavery in the Twentieth Century: The Evolution of a Global Problem, Suzanne Miers, Rowman Altamira, 2003, page 404.

The Prime Mover

[slavery and Watt in 1769]
In May of 1769 a 19-year-old, red-haired Scottish girl took ship for the Carolinas from the seaport of Greenock, Scotland. African pirates seized her ship and enslaved everyone on it. She ended, it’s said, in a sultan’s harem. That was business as usual. But business was about to change. A few days before she was taken, another Scot, who was also born in Greenock, placed his first patent at the High Court of Chancery in London. His name was James Watt. His patent was for a steam engine. I chose this story because of its nearness in both time and place to Watt’s first patent. The particular enslavement story is undocumented and may be apochryphal, although similar enslavements happened near the same date and all through the seventeenth and eighteenth centuries. It’s a Perthshire tradition that Helen Gloag from Muthill was enslaved during her trip to Virginia, entered the sultan’s harem, and rose to fourth wife, as detailed in Perthshire in History and Legend, Archie McKerracher, John Donald Publishers Ltd., 2000. The sultan in question was ’Alawi Sidi Muhammad III, emperor of Morocco from 1757 to 1790. He was a grandson of Sultan Ismail (mentioned above). Circumstantial details lending support to the story were unearthed by Debbie Taylor, a romance novelist and author of the novel The Fourth Queen, which is based on the story, as described in “Enslaved and Worshipped,” The Scotsman, Tuesday, 22nd April, 2003.
[James Watt’s first patent]
Watt’s 1769 patent for “[A] new Method of Lessening the Consumption of Steam and Fuel in Fire Engines,” was granted on January 5th, 1769, but Watt only enrolled its description at the High Court of Chancery on April 29th, 1769. It was patent number 913.
[the Saint Petersburg fountains]
The steam engine powering the czar’s fountains were built in 1717-1718 by the French-born English engineer John Desaguliers. (Who, incidentally, was Isaac Newton’s assistant in his secret alchemical researches.) It was the first steam engine Britain ever exported. The czar, Peter the Great, had wanted something to compare with Louis XIV’s fountains at Versailles. He’d built his Summer Garden on the Dvortsovaya Embankment in Saint Petersburg (which he’d founded in May, 1703, in a marshy area he took from Sweden after a war).
[Ivan Polzunov’s steam engine]
Catherine the Great granted him 400 rubles to build his machine, but afterward took no interest in it. He built his machine for the Kolyvano-Voskresensky mine. The Sons of the Altai and Motherland: Part II: Mechanicus Ivan Polzunov: The Life and Creative Work of an Outstanding Thermal Power Engineering Specialist of the 18th Century, N. Ya. Savelyev, The Altai Publishing House, 1988. (Note: this is a largely unexamined reference. I can’t read Russia and information on Polzunov is hard to come by in English. I have had to rely on one of my students’ partial translation of the above book and the few mentions of him in English references—see below. A real historian (who can read Russian) might be interested in finding out the full story.) The History of the Machine, Sigvard Strandh, translated by Ann Henning, Dorset Press, 1989, pages 118-120. See also the Polzunov entry in The Great Soviet Encyclopedia, A. M. Prokhorov (editor), Macmillan, 1973-1983. In the 1740s, a generation before Watt and Polzunov, something similar happened to Joseph Karl Hell (Jozef Karol Hell, or Höll, 1713-1789) compared to John Smeaton. Hell, in Slovakia, was mostly alone and industrial infrastructure was lacking there, while Smeaton, in England, laid foundations that Watt was to exploit later in the century. The Maze of Ingenuity: Ideas and Idealism in the Development of Technology, Arnold Pacey, MIT Press, Second Edition, 1992, pages 152-156.
[Russian feudalism]
Russian serfs were emancipated only in 1861.
[Watt’s first commercial engine]
Was for Bloomfield Colliery near Tipton, which at the time was 14 miles away from Birmingham in Staffordshire. An Early Experiment in Industrial Organisation: Being a History of the Firm of Boulton and Watt, 1775-1805, Eric Roll, Longmans, 1930, pages 27-29.
[Watt’s personal network]
Watt was also encouraged in his work by his personal circle. Nearly all of them were natural philosophers, inventors, merchants, or manufacturers: John Roebuck, William Murdock, Matthew Boulton, Josiah Wedgwood, Joseph Priestly, William Small, James Keir, Samuel Galton, Erasmus Darwin (grandfather of Charles Darwin), and even Benjamin Franklin—who corresponded from British America. (The United States did not yet exist.) The Lunar Men: A Story of Science, Art, Invention and Passion, Jenny Uglow, Faber & Faber, 2002.
[networks of British industrialists]
Besides the names listed in the text, Britain also needed banking credit outside of London (Sampson Lloyd, James Barclay). It also needed ever-improving steam engines (Richard Trevithick, William Murdock, Joseph Bramah, Jonathan Hornblower, Arthur Woolf). Then it needed ever-improving machine tools (Henry Maudslay, Jesse Ramsden, Joseph Bramah, Joseph Whitworth, James Nasmyth). Plus it needed ever-growing canal transport (Josiah Wedgwood, Erasmus Darwin, Matthew Boulton, William Small, Samuel Galton, Thomas Telford, John Rennies). It needed ever-expanding markets (Richard Trevithick, John Smeaton, Isambard Brunel). And it needed ever